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LEVI STRAUSS & CO Director's Dealing 2023

Nov 16, 2023

30653_dirs_2023-11-16_094768b9-40ab-4c7b-a223-5cc598a02f6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-11-14

Reporting Person: O'Neill Elizabeth T (EVP & Chief Operations Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-14 Class A Common Stock C 17106 $0.00 Acquired 114305 Direct
2023-11-14 Class A Common Stock S 17106 $14.998 Disposed 97199 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-14 Stock Appreciation Rights $6.9 M 63293 Disposed 2024-02-01 Class B Common Stock (63293) Direct
2023-11-14 Class B Common Stock $ M 63293 Acquired Class A Common Stock (63293) Direct
2023-11-14 Class B Common Stock $ D 46187 Disposed Class A Common Stock (46187) Direct
2023-11-14 Class B Common Stock $ C 17106 Disposed Class A Common Stock (17106) Direct

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.