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LEVI STRAUSS & CO — Director's Dealing 2023
Dec 7, 2023
30653_dirs_2023-12-07_c35dbf4c-5adc-47a1-98c3-333f44fbb244.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-12-02
Reporting Person: Haas Robert D. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-02 | Class B Common Stock | $0 | J | 333936 | Disposed | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 333936 | Acquired | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 104362 | Disposed | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 104362 | Acquired | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 238807 | Disposed | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 238807 | Acquired | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 74637 | Disposed | Class A Common Stock () | Indirect | |
| 2022-12-02 | Class B Common Stock | $0 | J | 74637 | Acquired | Class A Common Stock () | Indirect | |
| 2023-01-31 | Class B Common Stock | $0 | G | 1869 | Disposed | Class A Common Stock () | Direct | |
| 2023-12-04 | Class B Common Stock | $0 | J | 594749 | Disposed | Class A Common Stock () | Indirect | |
| 2023-12-04 | Class B Common Stock | $0 | J | 594749 | Acquired | Class A Common Stock () | Indirect | |
| 2023-12-04 | Class B Common Stock | $0 | J | 863128 | Disposed | Class A Common Stock () | Indirect | |
| 2023-12-04 | Class B Common Stock | $0 | J | 863128 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person, which shares were then transferred to a trust for which they serve as trustee.
F2: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person, which shares were then transferred to a trust for which they serve as trustee.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership.
F5: Includes 7,371,877 shares held in trust for the benefit of others.
F6: The reporting person disclaims beneficial ownership of these shares.
F7: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F8: Gift of shares held by the reporting person.