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LEVI STRAUSS & CO — Director's Dealing 2022
Jan 10, 2022
30653_dirs_2022-01-10_0730be11-6fa2-4379-b0bf-789f790e51b0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-11-28
Reporting Person: Haas Robert D. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-02 | Class B Common Stock | $0 | J | 828068 | Disposed | Class A Common Stock () | Indirect | |
| 2020-12-02 | Class B Common Stock | $0 | J | 828068 | Acquired | Class A Common Stock () | Direct | |
| 2020-12-02 | Class B Common Stock | $0 | J | 828068 | Disposed | Class A Common Stock () | Direct | |
| 2020-12-02 | Class B Common Stock | $0 | J | 828068 | Acquired | Class A Common Stock () | Indirect | |
| 2020-12-02 | Class B Common Stock | $0 | J | 592182 | Disposed | Class A Common Stock () | Indirect | |
| 2020-12-02 | Class B Common Stock | $0 | J | 592182 | Acquired | Class A Common Stock () | Indirect | |
| 2020-12-02 | Class B Common Stock | $0 | J | 592182 | Disposed | Class A Common Stock () | Indirect | |
| 2020-12-02 | Class B Common Stock | $0 | J | 592182 | Acquired | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 618862 | Disposed | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 618862 | Acquired | Class A Common Stock () | Direct | |
| 2021-03-29 | Class B Common Stock | $0 | J | 193862 | Disposed | Class A Common Stock () | Direct | |
| 2021-03-29 | Class B Common Stock | $0 | J | 193862 | Acquired | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 624277 | Disposed | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 624277 | Acquired | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 624277 | Disposed | Class A Common Stock () | Indirect | |
| 2021-03-29 | Class B Common Stock | $0 | J | 624277 | Acquired | Class A Common Stock () | Indirect | |
| 2021-06-02 | Class B Common Stock | $0 | J | 426661 | Disposed | Class A Common Stock () | Indirect | |
| 2021-06-02 | Class B Common Stock | $0 | J | 426661 | Acquired | Class A Common Stock () | Direct | |
| 2021-06-02 | Class B Common Stock | $0 | J | 28720 | Disposed | Class A Common Stock () | Direct | |
| 2021-06-02 | Class B Common Stock | $0 | J | 28720 | Acquired | Class A Common Stock () | Indirect | |
| 2021-06-02 | Class B Common Stock | $0 | J | 305123 | Disposed | Class A Common Stock () | Indirect | |
| 2021-06-02 | Class B Common Stock | $0 | J | 305123 | Acquired | Class A Common Stock () | Indirect | |
| 2021-06-02 | Class B Common Stock | $0 | J | 123880 | Disposed | Class A Common Stock () | Direct | |
| 2021-06-02 | Class B Common Stock | $0 | J | 123880 | Acquired | Class A Common Stock () | Indirect | |
| 2021-09-30 | Class B Common Stock | $0 | J | 464594 | Disposed | Class A Common Stock () | Indirect | |
| 2021-09-30 | Class B Common Stock | $0 | J | 464594 | Acquired | Class A Common Stock () | Direct | |
| 2021-09-30 | Class B Common Stock | $0 | J | 488655 | Disposed | Class A Common Stock () | Direct | |
| 2021-09-30 | Class B Common Stock | $0 | J | 488665 | Acquired | Class A Common Stock () | Indirect | |
| 2021-09-29 | Class B Common Stock | $0 | J | 630057 | Disposed | Class A Common Stock () | Indirect | |
| 2021-09-29 | Class B Common Stock | $0 | J | 630057 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
F3: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
F5: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
F6: Mr. Haas disclaims beneficial ownership of these shares.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.