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LEVI STRAUSS & CO Director's Dealing 2022

Oct 4, 2022

30653_dirs_2022-10-04_10fa8896-bb74-4b00-93b8-99561830b53d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-09-30

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-30 Class A Common Stock C 11276 $0.00 Acquired 159575 Direct
2022-09-30 Class A Common Stock S 11276 $14.95 Disposed 148299 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-30 Stock Appreciation Rights $6.10 M 37776 Disposed 2023-02-09 Class B Common Stock (37776) Direct
2022-09-30 Class B Common Stock $ M 37776 Acquired Class A Common Stock (37776) Direct
2022-09-30 Class B Common Stock $ D 26500 Disposed Class A Common Stock (26500) Direct
2022-09-30 Class B Common Stock $ C 11276 Disposed Class A Common Stock (11276) Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.