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LEVI STRAUSS & CO — Director's Dealing 2022
Dec 1, 2022
30653_dirs_2022-12-01_c7cf38f1-2852-4be4-8494-d528c9a7924c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-11-30
Reporting Person: JAFFE SETH (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-30 | Class A Common Stock | C | 11862 | $0.00 | Acquired | 160161 | Direct |
| 2022-11-30 | Class A Common Stock | S | 11862 | $16.17 | Disposed | 148299 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-30 | Stock Appreciation Rights | $6.10 | M | 37777 | Disposed | 2023-02-09 | Class B Common Stock (37777) | Direct |
| 2022-11-30 | Class B Common Stock | $ | M | 37777 | Acquired | Class A Common Stock (37777) | Direct | |
| 2022-11-30 | Class B Common Stock | $ | D | 25915 | Disposed | Class A Common Stock (25915) | Direct | |
| 2022-11-30 | Class B Common Stock | $ | C | 11862 | Disposed | Class A Common Stock (11862) | Direct |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3: 100% of these stock appreciation rights are fully vested.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.