LEVI STRAUSS & CO — Director's Dealing 2021

Jan 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-01-26

Reporting Person: Bergh Charles V (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-26	Class A Common Stock	A	105386	$0.00	Acquired	972255	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-26	Stock Appreciation Rights	$21.35	A	227732	Acquired	2031-01-26	Class A Common Stock (227732)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1031690	Indirect
Class A Common Stock	6507	Indirect
Class A Common Stock	905525	Indirect

Footnotes

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

F2: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

F3: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

F4: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.

F5: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.