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LEVI STRAUSS & CO Director's Dealing 2021

Feb 23, 2021

30653_dirs_2021-02-23_4962a610-882d-40b9-8204-8a216328b029.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-02-22

Reporting Person: Bergh Charles V (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-22 Class A Common Stock C 22090 $0.00 Acquired 948236 Direct
2021-02-22 Class A Common Stock C 635948 $0.00 Disposed 312288 Direct
2021-02-22 Class A Common Stock C 635948 $0.00 Acquired 948236 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-22 Class B Common Stock $ C 22090 Disposed Class A Common Stock (22090) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1031690 Indirect
Class A Common Stock 6507 Indirect
Class A Common Stock 905525 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (733065) 733065 Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The Reporting Person converted Class B Common Stock represented by vested restriced stock units reported on Table I into Class A Common Stock pursuant to the terms of the Class B Common Stock.

F3: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

F4: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

F5: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.