AI assistant
LEVI STRAUSS & CO — Director's Dealing 2021
Feb 23, 2021
30653_dirs_2021-02-23_4962a610-882d-40b9-8204-8a216328b029.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-02-22
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Class A Common Stock | C | 22090 | $0.00 | Acquired | 948236 | Direct |
| 2021-02-22 | Class A Common Stock | C | 635948 | $0.00 | Disposed | 312288 | Direct |
| 2021-02-22 | Class A Common Stock | C | 635948 | $0.00 | Acquired | 948236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-22 | Class B Common Stock | $ | C | 22090 | Disposed | Class A Common Stock (22090) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1031690 | Indirect |
| Class A Common Stock | 6507 | Indirect |
| Class A Common Stock | 905525 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (733065) | 733065 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: The Reporting Person converted Class B Common Stock represented by vested restriced stock units reported on Table I into Class A Common Stock pursuant to the terms of the Class B Common Stock.
F3: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F4: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F5: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.