LEVI STRAUSS & CO — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-03-10

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Class A Common Stock	C	39870	$0.00	Acquired	156661	Direct
2021-03-11	Class A Common Stock	S	39870	$24.27	Disposed	116791	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Stock Appreciation Rights	$7.425	M	113204	Disposed	2022-02-04	Class B Common Stock (113204)	Direct
2021-03-10	Class B Common Stock	$	M	113204	Acquired		Class A Common Stock (113204)	Direct
2021-03-10	Class B Common Stock	$	D	73334	Disposed		Class A Common Stock (73334)	Direct
2021-03-11	Class B Common Stock	$	C	39870	Disposed		Class A Common Stock (39870)	Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.00 to $24.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.