LEVI STRAUSS & CO — Director's Dealing 2021

Mar 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-03-18

Reporting Person: Haas Peter E. Jr. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-18	Class A Common Stock	C	44767	—	Acquired	44767	Indirect
2021-03-18	Class A Common Stock	S	44767	$25.117	Disposed	0	Indirect
2021-03-19	Class A Common Stock	C	73234	—	Acquired	73234	Indirect
2021-03-19	Class A Common Stock	S	73234	$25.0673	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-18	Class B Common Stock	$	C	44767	Disposed		Class A Common Stock (44767)	Indirect
2021-03-19	Class B Common Stock	$	C	73234	Disposed		Class A Common Stock (73234)	Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

F4: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.29 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.22 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.