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LEVI STRAUSS & CO — Director's Dealing 2021
Mar 22, 2021
30653_dirs_2021-03-22_a69d3793-d1a8-466d-83ab-3cea06d7addc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-03-19
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-19 | Class A Common Stock | S | 264145 | $25.04 | Disposed | 92781 | Indirect |
| 2021-03-22 | Class A Common Stock | S | 92781 | $24.66 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 278641 | Direct |
| Class A Common Stock | 6507 | Indirect |
| Class A Common Stock | 905525 | Indirect |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.66 to $25.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F4: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.16 to $25.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F6: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.