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LEVI STRAUSS & CO — Director's Dealing 2021
Apr 14, 2021
30653_dirs_2021-04-14_d2b15091-fa50-4c2d-b584-1552766f7a81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-12
Reporting Person: Eisenhardt Elizabeth H (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-13 | Class A Common Stock | S | 73394 | $26.5071 | Disposed | 0 | Indirect |
| 2021-04-13 | Class A Common Stock | C | 73394 | $0.00 | Acquired | 73394 | Indirect |
| 2021-04-13 | Class A Common Stock | S | 19157 | $26.5071 | Disposed | 0 | Indirect |
| 2021-04-13 | Class A Common Stock | C | 19157 | $0.00 | Acquired | 19157 | Indirect |
| 2021-04-13 | Class A Common Stock | S | 54237 | $26.5071 | Disposed | 0 | Indirect |
| 2021-04-12 | Class A Common Stock | S | 75763 | $26.2494 | Disposed | 0 | Indirect |
| 2021-04-12 | Class A Common Stock | C | 75763 | $0.00 | Acquired | 75763 | Indirect |
| 2021-04-12 | Class A Common Stock | S | 12000 | $26.2494 | Disposed | 0 | Indirect |
| 2021-04-12 | Class A Common Stock | S | 87763 | $26.2494 | Disposed | 54237 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-13 | Class B Common Stock | $ | C | 73394 | Disposed | Class A Common Stock (73394) | Indirect | |
| 2021-04-13 | Class B Common Stock | $ | C | 19157 | Disposed | Class A Common Stock (19157) | Indirect | |
| 2021-04-12 | Class B Common Stock | $ | C | 75763 | Disposed | Class A Common Stock (75763) | Indirect |
Footnotes
F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.900 to $26.840 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.660 to $26.520 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.