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LEVI STRAUSS & CO Director's Dealing 2021

Oct 5, 2021

30653_dirs_2021-10-05_97145370-5165-4e5a-a5a4-901c631da222.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-10-01

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-01 Class A Common Stock C 40124 $0.00 Acquired 156578 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Stock Appreciation Rights $7.425 M 113203 Disposed 2022-02-04 Class B Common Stock (113203) Direct
2021-10-01 Class B Common Stock $ M 113203 Acquired Class A Common Stock (113203) Direct
2021-10-01 Class B Common Stock $ D 73079 Disposed Class A Common Stock (73079) Direct
2021-10-01 Class B Common Stock $ C 40124 Disposed Class A Common Stock (40124) Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.