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LEVI STRAUSS & CO — Director's Dealing 2021
Oct 5, 2021
30653_dirs_2021-10-05_97145370-5165-4e5a-a5a4-901c631da222.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-10-01
Reporting Person: JAFFE SETH (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Class A Common Stock | C | 40124 | $0.00 | Acquired | 156578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Stock Appreciation Rights | $7.425 | M | 113203 | Disposed | 2022-02-04 | Class B Common Stock (113203) | Direct |
| 2021-10-01 | Class B Common Stock | $ | M | 113203 | Acquired | Class A Common Stock (113203) | Direct | |
| 2021-10-01 | Class B Common Stock | $ | D | 73079 | Disposed | Class A Common Stock (73079) | Direct | |
| 2021-10-01 | Class B Common Stock | $ | C | 40124 | Disposed | Class A Common Stock (40124) | Direct |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3: 100% of these stock appreciation rights are fully vested.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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