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LEVI STRAUSS & CO — Director's Dealing 2021
Oct 13, 2021
30653_dirs_2021-10-13_53eefa15-70f7-4bd1-8b77-22c1e55cafb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-10-11
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-11 | Class A Common Stock | C | 1057235 | $0.00 | Acquired | 1991973 | Direct |
| 2021-10-11 | Class A Common Stock | G | 1057235 | $0.00 | Disposed | 934738 | Direct |
| 2021-10-11 | Class A Common Stock | G | 1057235 | $0.00 | Acquired | 1057235 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-11 | Class B Common Stock | $ | C | 1057235 | Disposed | Class A Common Stock (1057235) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 269000 | Indirect |
| Class A Common Stock | 720000 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F3: The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.
F4: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.