LEVI STRAUSS & CO — Director's Dealing 2020

Oct 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-10-09

Reporting Person: Haas Miriam L (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-09	Class A Common Stock	C	200000	$0.00	Acquired	200000	Direct
2020-10-09	Class A Common Stock	S	200000	$15.30	Disposed	0	Direct
2020-10-12	Class A Common Stock	C	200000	$0.00	Acquired	200000	Direct
2020-10-12	Class A Common Stock	S	200000	$15.94	Disposed	0	Direct
2020-10-13	Class A Common Stock	C	100000	$0.00	Acquired	100000	Direct
2020-10-13	Class A Common Stock	S	100000	$15.54	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-25	Class B Common Stock	$	J	6925070	Disposed		Class A Common Stock ()	Indirect
2020-02-25	Class B Common Stock	$	J	6347949	Acquired		Class A Common Stock ()	Direct
2020-08-25	Class B Common Stock	$	J	17147064	Disposed		Class A Common Stock ()	Indirect
2020-08-25	Class B Common Stock	$	J	9045153	Acquired		Class A Common Stock ()	Direct
2020-10-08	Class B Common Stock	$	J	6000000	Disposed		Class A Common Stock ()	Direct
2020-10-08	Class B Common Stock	$	J	6000000	Acquired		Class A Common Stock ()	Indirect
2020-10-09	Class B Common Stock	$	C	200000	Acquired		Class A Common Stock ()	Direct
2020-10-12	Class B Common Stock	$	C	200000	Acquired		Class A Common Stock ()	Direct
2020-10-13	Class B Common Stock	$	C	100000	Acquired		Class A Common Stock ()	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.04 to $15.67 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.73 to $16.34 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.65 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6: Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.

F7: Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.