LEVI STRAUSS & CO — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-09

Reporting Person: Haas Bradley J. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Class A Common Stock	C	125883	—	Acquired	125883	Direct
2020-11-09	Class A Common Stock	S	125883	$16.5922	Disposed	0	Direct
2020-11-10	Class A Common Stock	C	56896	—	Acquired	56896	Direct
2020-11-10	Class A Common Stock	S	56896	$17.2878	Disposed	0	Direct
2020-11-11	Class A Common Stock	C	75782	—	Acquired	75782	Direct
2020-11-11	Class A Common Stock	S	75782	$16.9371	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-06	Class B Common Stock	$	G	349595	Acquired		Class A Common Stock (349595)	Direct
2020-11-09	Class B Common Stock	$	C	125883	Disposed		Class A Common Stock (125883)	Direct
2020-11-10	Class B Common Stock	$	C	56896	Disposed		Class A Common Stock (56896)	Direct
2020-11-11	Class B Common Stock	$	C	75782	Disposed		Class A Common Stock (75782)	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $16.91 to $17.55 per share Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.72 to $17.38 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F7: These shares were a distribution from a trust.