LEVI STRAUSS & CO — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-09

Reporting Person: Haas Robert D. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Class A Common Stock	C	187327	$0.00	Acquired	187327	Indirect
2020-11-09	Class A Common Stock	S	187327	$16.5922	Disposed	0	Indirect
2020-11-10	Class A Common Stock	C	371947	$0.00	Acquired	371947	Indirect
2020-11-10	Class A Common Stock	S	371947	$17.2878	Disposed	0	Indirect
2020-11-11	Class A Common Stock	C	112769	$0.00	Acquired	112769	Indirect
2020-11-11	Class A Common Stock	S	112769	$16.9371	Disposed	0	Indirect
2020-11-12	Class A Common Stock	C	12404	$0.00	Acquired	12404	Indirect
2020-11-12	Class A Common Stock	S	12404	$16.5009	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Class B Common Stock	$0.00	C	187327	Disposed		Class A Common stock ()	Indirect
2020-11-10	Class B Common Stock	$0.00	C	371947	Disposed		Class A Common stock ()	Indirect
2020-11-11	Class B Common Stock	$0.00	C	112769	Disposed		Class A Common stock ()	Indirect
2020-11-12	Class B Common Stock	$0.00	C	12404	Disposed		Class A Common stock ()	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F2: Price represents the weighted average sale price of the shares sold on November 9, 2020. The sale price ranged from $16.07 to $16.90 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Price represents the weighted average sale price of the shares sold on November 10, 2020. The sale price ranged from $16.91 to $17.55 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Price represents the weighted average sale price of the shares sold on November 11, 2020. The sale price ranged from $16.72 to $17.38 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Price represents the weighted average sale price of the shares sold on November 12, 2020. The sale price ranged from $16.255 to $16.685 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.