LEVI STRAUSS & CO — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-10

Reporting Person: Singh Harmit J (Executive VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-11	Class A Common Stock	C	123150	$0.00	Acquired	287009	Direct
2020-11-11	Class A Common Stock	S	123150	$17.05	Disposed	163859	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-10	Stock Appreciation Rights	$6.45	M	660790	Disposed	2021-02-05	Class B Common Stock (660790)	Direct
2020-11-10	Class B Common Stock	$	M	660790	Acquired		Class A Common Stock (660790)	Direct
2020-11-10	Class B Common Stock	$	D	451694	Disposed		Class A Common Stock (451694)	Direct
2020-11-11	Class B Common Stock	$	C	123150	Disposed		Class A Common Stock (123150)	Direct

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.