LEVI STRAUSS & CO — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-10

Reporting Person: Rosen Marc (EVP & Pres. Direct-to-Customer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-11	Class A Common Stock	C	56946	$0.00	Acquired	134448	Direct
2020-11-11	Class A Common Stock	S	56946	$17.10	Disposed	77502	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-10	Stock Appreciation Rights	$6.10	M	174350	Disposed	2023-02-09	Class B Common Stock (174350)	Direct
2020-11-10	Class B Common Stock	$	M	174350	Acquired		Class A Common Stock (174350)	Direct
2020-11-10	Class B Common Stock	$	D	117404	Disposed		Class A Common Stock (117404)	Direct
2020-11-11	Class B Common Stock	$	C	56946	Disposed		Class A Common Stock (59946)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	28350	Indirect

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

F5: 100% of these stock appreciation rights are fully vested.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.