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LEVI STRAUSS & CO Director's Dealing 2020

Nov 16, 2020

30653_dirs_2020-11-16_7c40f1ef-808e-419b-a3a0-e396497d54ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-12

Reporting Person: Haas Bradley J. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-12 Class A Common Stock C 8335 Acquired 8335 Direct
2020-11-12 Class A Common Stock S 8335 $16.5009 Disposed 0 Direct
2020-11-13 Class A Common Stock C 1401 Acquired 1401 Direct
2020-11-13 Class A Common Stock S 1401 $17.1103 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-12 Class B Common Stock $ C 8335 Disposed Class A Common Stock (8335) Direct
2020-11-13 Class B Common Stock $ C 1401 Disposed Class A Common Stock (1401) Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.255 to $16.685 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $17.00 to $17.25 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.