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LEVI STRAUSS & CO — Director's Dealing 2020
Nov 17, 2020
30653_dirs_2020-11-17_6ce6fc0e-5e04-4079-a561-cc2aece1abec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-13
Reporting Person: Singh Harmit J (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | Class A Common Stock | C | 85946 | $0.00 | Acquired | 249805 | Direct |
| 2020-11-13 | Class A Common Stock | S | 85946 | $16.99 | Disposed | 163859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-13 | Class B Common Stock | $ | C | 85946 | Disposed | Class A Common Stock (85946) | Direct |
Footnotes
F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.