LEVI STRAUSS & CO — Director's Dealing 2020

Nov 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-13

Reporting Person: Haas Robert D. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-13	Class A Common Stock	C	54582	$0.00	Acquired	54582	Indirect
2020-11-13	Class A Common Stock	S	54582	$17.1103	Disposed	0	Indirect
2020-11-16	Class A Common Stock	C	150150	$0.00	Acquired	150150	Indirect
2020-11-16	Class A Common Stock	S	150150	$17.6544	Disposed	0	Indirect
2020-11-17	Class A Common Stock	C	147074	$0.00	Acquired	147074	Indirect
2020-11-17	Class A Common Stock	S	147074	$18.0557	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-13	Class B Common Stock	$0.00	C	54582	Disposed		Class A Common stock ()	Indirect
2020-11-16	Class B Common Stock	$0.00	C	150150	Disposed		Class A Common stock ()	Indirect
2020-11-17	Class B Common Stock	$0.00	C	147074	Disposed		Class A Common stock ()	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F2: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3: Price represents the weighted average sale price of the shares sold on November 13, 2020. The sale price ranged from $17.00 to $17.25 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Price represents the weighted average sale price of the shares sold on November 16, 2020. The sale price ranged from $17.325 to $17.795 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Price represents the weighted average sale price of the shares sold on November 17, 2020. The sale price ranged from $17.53 to $18.225 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.