LEVI STRAUSS & CO — Director's Dealing 2020

Nov 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-18

Reporting Person: Haas Robert D. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-18	Class A Common Stock	C	137719	$0.00	Acquired	137719	Indirect
2020-11-18	Class A Common Stock	S	137719	$18.6963	Disposed	0	Indirect
2020-11-19	Class A Common Stock	C	136206	$0.00	Acquired	136206	Indirect
2020-11-19	Class A Common Stock	S	136206	$18.7224	Disposed	0	Indirect
2020-11-20	Class A Common Stock	C	45233	$0.00	Acquired	45233	Indirect
2020-11-20	Class A Common Stock	S	45233	$18.758	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-18	Class B Common Stock	$0.00	C	137719	Disposed		Class A Common stock ()	Indirect
2020-11-19	Class B Common Stock	$0.00	C	136206	Disposed		Class A Common stock ()	Indirect
2020-11-20	Class B Common Stock	$0.00	C	45233	Disposed		Class A Common stock ()	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct
Class B Common Stock	$0.00		Class A Common stock ()	4128261	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	29287513	Indirect
Class B Common Stock	$0.00		Class A Common stock ()	247760	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F2: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3: Price represents the weighted average sale price of the shares sold on November 18, 2020. The sale price ranged from $18.35 to $18.92 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Price represents the weighted average sale price of the shares sold on November 19, 2020. The sale price ranged from $18.035 to $18.985 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Price represents the weighted average sale price of the shares sold on November 20, 2020. The sale price ranged from $18.605 to $18.87 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.