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LEVI STRAUSS & CO Director's Dealing 2020

Dec 1, 2020

30653_dirs_2020-12-01_d8214216-dfce-470b-9bcb-86685e1d876e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-27

Reporting Person: Haas Robert D. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-27 Class A Common Stock C 38533 $0.00 Acquired 38533 Indirect
2020-11-27 Class A Common Stock S 38533 $19.1898 Disposed 0 Indirect
2020-11-30 Class A Common Stock C 84307 $0.00 Acquired 84307 Indirect
2020-11-30 Class A Common Stock S 84307 $18.6079 Disposed 0 Indirect
2020-12-01 Class A Common Stock C 2898 $0.00 Acquired 2898 Indirect
2020-12-01 Class A Common Stock S 2898 $18.6608 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-27 Class B Common Stock $0.00 C 38533 Disposed Class A Common stock () Indirect
2020-11-30 Class B Common Stock $0.00 C 84307 Disposed Class A Common stock () Indirect
2020-12-01 Class B Common Stock $0.00 C 2898 Disposed Class A Common stock () Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $0.00 Class A Common stock () 4128261 Indirect
Class B Common Stock $0.00 Class A Common stock () 29287513 Indirect
Class B Common Stock $0.00 Class A Common stock () 247760 Direct
Class B Common Stock $0.00 Class A Common stock () 4128261 Indirect
Class B Common Stock $0.00 Class A Common stock () 29287513 Indirect
Class B Common Stock $0.00 Class A Common stock () 247760 Direct
Class B Common Stock $0.00 Class A Common stock () 4128261 Indirect
Class B Common Stock $0.00 Class A Common stock () 29287513 Indirect
Class B Common Stock $0.00 Class A Common stock () 247760 Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F2: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3: Price represents the weighted average sale price of the shares sold on November 27, 2020. The sale price ranged from $19.00 to $19.74 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Price represents the weighted average sale price of the shares sold on November 30, 2020. The sale price ranged from $18.325 to $19.11 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Price represents the weighted average sale price of the shares sold on December 1, 2020. The sale price ranged from $18.385 to $18.96 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.