LEVI STRAUSS & CO — Director's Dealing 2020

Dec 10, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-30

Reporting Person: Sey Jennifer A. (Brand President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	81919	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$20.25	2030-01-27	Class A Common Stock (27412)		Direct
Stock Appreciation Rights	$14.875	2029-01-29	Class B Common Stock (33540)		Direct

Footnotes

F1: The shares are represented by restricted stock units (RSUs).

F2: Of these RSUs, (i) 52,080 RSUs vest on January 30, 2021, (ii) 7,560 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments measured from January 30, 2019 and (iii) 13,020 RSUs represent the unvested portion of an RSU award that vests in three equal annual installments measured from January 30, 2019. These RSUs represent a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Of these RSUs, 9,259 RSUs vest in four equal annual installments measured from January 27, 2020. These RSUs represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4: The stock appreciation rights (SARs) vest in four equal annual installments measured from January 27, 2020.

F5: The SARs vest in four equal annual installments measured from January 30, 2019.