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LEVI STRAUSS & CO — Director's Dealing 2020
Dec 15, 2020
30653_dirs_2020-12-15_718e08e5-5a27-4fbb-b1cc-39bc88fa90d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-12-11
Reporting Person: Haas Daniel S. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Class A Common Stock | C | 42854 | — | Acquired | 42854 | Direct |
| 2020-12-11 | Class A Common Stock | S | 42854 | $20.5286 | Disposed | 0 | Direct |
| 2020-12-14 | Class A Common Stock | C | 29882 | — | Acquired | 29882 | Direct |
| 2020-12-14 | Class A Common Stock | S | 29882 | $20.4894 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Class B Common Stock | $ | C | 42854 | Disposed | Class A Common Stock (42854) | Direct | |
| 2020-12-14 | Class B Common Stock | $ | C | 29882 | Disposed | Class A Common Stock (29882) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $20.68 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.265 to $20.77 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.