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Leslie's, Inc. — Director's Dealing 2021
Jan 5, 2021
32064_dirs_2021-01-05_8e996690-fb5f-45f1-a686-15ee3c51d75b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2021-01-01
Reporting Person: KUFEL ERIC J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | Common Stock, par value $0.001 per share | M | 12221 | $0.00 | Acquired | 64908 | Direct |
| 2021-01-04 | Common Stock, par value $0.001 per share | S | 4516 | $27.24 | Disposed | 60392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Restricted Stock Units | $0.00 | M | 12221 | Disposed | Common Stock (12221) | Direct |
Footnotes
F1: As previously disclosed, 52,687 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Kufel and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Kufel as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Kufel as reported herein.
F2: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").
F3: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F4: Represents a grant of RSUs, of which 12,221 vested on January 1, 2021 and of which the remaining 24,442 RSUs will vest in two equal installments on January 1, 2022 and January 1, 2023, subject to Mr. Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.