AI assistant
Leslie's, Inc. — Director's Dealing 2021
Jun 3, 2021
32064_dirs_2021-06-02_51eba287-25f7-449d-837b-b1cde055ab0f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2021-05-28
Reporting Person: Egeck Michael R. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-28 | Common Stock, par value $0.001 per share | G | 1003500 | $0.00 | Disposed | 1423648 | Direct |
| 2021-05-28 | Common Stock, par value $0.001 per share | M | 1096243 | $0.00 | Acquired | 2519891 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Restricted Stock Units | $0.00 | M | 1096243 | Disposed | Common Stock (1096243) | Direct |
Footnotes
F1: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F2: Represents a grant of RSUs, of which 1,096,243 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $10.71 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which the remaining 1,233,276 of the RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.