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Leslie's, Inc. — Director's Dealing 2021
Jun 3, 2021
32064_dirs_2021-06-02_ac3159f1-37de-4130-8ced-170d3f58cb37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2021-05-28
Reporting Person: Ortega Steven L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock, par value $0.001 per share | M | 269849 | $0.00 | Acquired | 2500419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Restricted Stock Units | $0.00 | M | 269849 | Disposed | Common Stock (269849) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 587959 | Indirect |
Footnotes
F1: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.
F2: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3: Represents grants of RSUs, of which 269,849 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $9.82 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which 7,353 of the RSUs will vest on November 2, 2021, subject to Mr. Ortega's continuous service as a member of the board of the Issuer.