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Leslie's, Inc. — Director's Dealing 2021
Nov 4, 2021
32064_dirs_2021-11-04_df1d5e77-4a04-4393-9cfe-d2b37cb2eeb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2021-11-02
Reporting Person: Ortega Steven L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Common Stock, par value $0.001 per share | G | 1435676 | $0.00 | Disposed | 347479 | Direct |
| 2021-11-02 | Common Stock, par value $0.001 per share | M | 7353 | $0.00 | Acquired | 354832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | Restricted Stock Units | $0.00 | M | 7353 | Disposed | 2021-11-02 | Common Stock (7353) | Direct |
| 2021-11-02 | Restricted Stock Units | $0.00 | A | 2207 | Acquired | Common Stock (2207) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 1876035 | Indirect |
Footnotes
F1: On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee.
F2: The shares are held by the Mary Ann and Steven Ortega Family Trust.
F3: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F4: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of
stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a
member of the Board until the Vesting Date.