AI assistant
Leslie's, Inc. — Director's Dealing 2021
Nov 23, 2021
32064_dirs_2021-11-23_d6089a29-c27f-4b5c-aab4-3d4e3d5ffa34.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2021-11-21
Reporting Person: Baker Paula (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-21 | Common Stock, par value $0.001 per share | M | 70505 | $0.00 | Acquired | 221676 | Direct |
| 2021-11-22 | Common Stock, par value $0.001 per share | S | 25156 | $20.70 | Disposed | 196520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-21 | Restricted Stock Units | $0.00 | M | 70505 | Disposed | Common Stock (70505) | Direct |
Footnotes
F1: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").
F2: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2021 and of which the remaining 141,012 RSUs will vest in two equal annual installments on November 21st of each of 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.