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Leslie's, Inc. — Director's Dealing 2020
Nov 5, 2020
32064_dirs_2020-11-04_f294f0a3-59ff-4b16-aa89-1bfeb7d2e15c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2020-11-02
Reporting Person: Ortega Steven L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-02 | Restricted Stock Units ("RSUs") | $0.00 | A | 582632 | Acquired | Common Stock, par value $0.001 per share ("Common Stock") (582632) | Direct |
Footnotes
F1: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F2: The RSUs will vest as follows, subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 312,783 of the RSUs will vest on April 21, 2021; and (b) 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.