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Leslie's, Inc. — Director's Dealing 2020
Nov 25, 2020
32064_dirs_2020-11-24_20f0af7a-59ef-43c1-ba91-1c63f57bac8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Leslie's, Inc. (LESL)
CIK: 0001821806
Period of Report: 2020-11-21
Reporting Person: Baker Paula (Chief Revenue Officer.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-21 | Common Stock, par value $0.001 per share ("Common Stock") | M | 70505 | $0.00 | Acquired | 70505 | Direct |
| 2020-11-23 | Common Stock | S | 26352 | $21.32 | Disposed | 44153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-21 | Restricted Stock Units ("RSUs") | $0.00 | M | 70505 | Disposed | Common Stock (70505) | Direct |
Footnotes
F1: Represents shares of Common Stock sold to satisfy tax liability upon settlement of RSUs.
F2: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2020 and of which the remaining 211,517 RSUs will vest in three equal annual installments on November 21st of each of 2021, 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.