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LESAKA TECHNOLOGIES INC — Director's Dealing 2014
Sep 12, 2014
33213_dirs_2014-09-11_63a01db7-b7da-4eed-9b4c-0cf9228a1834.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NET 1 UEPS TECHNOLOGIES INC (UEPS)
CIK: 0001041514
Period of Report: 2014-09-09
Reporting Person: Kotze Herman (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-09 | Common Stock | M | 40000 | $7.98 | Disposed | 273511 | Direct |
| 2014-09-09 | Common Stock | F | 22915 | $13.93 | Acquired | 250596 | Direct |
| 2014-09-09 | Common Stock | M | 36000 | $8.75 | Disposed | 286596 | Direct |
| 2014-09-09 | Common Stock | F | 22614 | $13.93 | Acquired | 263982 | Direct |
| 2014-09-09 | Common Stock | M | 21429 | $7.35 | Acquired | 285411 | Direct |
| 2014-09-09 | Common Stock | F | 11307 | $13.93 | Disposed | 274104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-09 | Employee Stock Option (right to buy) | $7.98 | M | 40000 | Disposed | 2021-10-28 | Common Stock (40000) | Direct |
| 2014-09-09 | Employee Stock Option (right to buy) | $8.75 | M | 36000 | Disposed | 2022-08-22 | Common Stock (36000) | Direct |
| 2014-09-09 | Employee Stock Option (right to buy) | $7.35 | M | 21429 | Disposed | 2023-08-21 | Common Stock (21429) | Direct |
Footnotes
F1: The reporting person exercised options for an aggregate of 97,429 shares and paid the exercise price through delivery to the issuer of an aggregate of 56,836 shares, resulting in a net acquisition upon exercise of 40,593 shares.
F2: The options are exercisable in three equal installments commencing on October 28, 2012.
F3: The options are exercisable in three equal installments commencing on August 22, 2013.
F4: The options are exercisable in three equal installments commencing on August 21, 2014.
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