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LENZ Therapeutics, Inc. — Director's Dealing 2021
Jul 1, 2021
32045_dirs_2021-07-01_c6cc033d-7bec-43dd-b907-c8b98d3c0032.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Graphite Bio, Inc. (GRPH)
CIK: 0001815776
Period of Report: 2021-06-29
Reporting Person: Samsara BioCapital, L.P. (10% Owner)
Reporting Person: 436, L.P. (10% Owner)
Reporting Person: AKKARAJU SRINIVAS (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | C | 6167763 | — | Acquired | 6167763 | Indirect |
| 2021-06-29 | Common Stock | C | 741107 | — | Acquired | 6908870 | Indirect |
| 2021-06-29 | Common Stock | C | 22753 | — | Acquired | 22753 | Indirect |
| 2021-06-29 | Common Stock | P | 485000 | $17.00 | Acquired | 7393870 | Indirect |
| 2021-06-29 | Common Stock | P | 15000 | $17.00 | Acquired | 37753 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Series A Redeemable Convertible Preferred Stock | $ | C | 15000000 | Disposed | Common Stock (6167763) | Indirect | |
| 2021-06-29 | Series B Redeemable Convertible Preferred Stock | $ | C | 1802372 | Disposed | Common Stock (741107) | Indirect | |
| 2021-06-29 | Series B Redeemable Convertible Preferred Stock | $ | C | 55336 | Disposed | Common Stock (22753) | Indirect |
Footnotes
F1: Each share of the redeemable convertible preferred stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-2.432 basis, and had no expiration date.
F2: Shares held by Samsara BioCapital, L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara LP and may be deemed to beneficially own the shares held by Samsara LP. Dr. Srinivas Akkaraju, MD, Ph.D. has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of Samsara LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein.
F3: Shares held by 436, L.P. ("436 LP"). 436, LLC ("436 LLC") is the general partner of 436 LP and may be deemed to beneficially own the shares held by 436 LP. Dr. Srinivas Akkaraju, MD, Ph.D. has voting and investment power over the shares held by 436 LP and, accordingly, may be deemed to beneficially own the shares held by 436 LP. Each of 436 LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein.