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LENSAR, Inc. — Director's Dealing 2023
Jan 13, 2023
33935_dirs_2023-01-13_f8997065-05ad-479b-be2f-5555985f9f72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LENSAR, Inc. (LNSR)
CIK: 0001320350
Period of Report: 2023-01-11
Reporting Person: Wong Kendra (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-11 | Common Stock | A | 8490 | $0.00 | Acquired | 20899 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-11 | Stock Option (Right to Buy) | $2.65 | A | 16900 | Acquired | 2033-01-11 | Common Stock (16900) | Direct |
Footnotes
F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest as to 15% of the award on July 11, 2023, 15% of the award on January 11, 2024, 25% of the award on July 11, 2024 and, as to the remaining 45% of the award, on January 11, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.
F2: Includes 5,073 shares acquired under the Issuer's Employee Stock Purchase Plan since January 13, 2022, the date of the last Form 4 filed by the Reporting Person.
F3: The option vests as to 25% of the award on January 11, 2024 and, as to the remaining amount of the award, in thirty-six (36) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.