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LENNAR CORP /NEW/ — Director's Dealing 2018
Jul 5, 2018
30122_dirs_2018-07-05_82d56c43-f7bb-48c5-93f8-24881109a866.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LENNAR CORP /NEW/ (LEN, LEN.B)
CIK: 0000920760
Period of Report: 2018-07-02
Reporting Person: BESSETTE DIANE J (VP/CFO/Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-02 | Class A Common Stock | F | 1951 | $52.17 | Disposed | 239821 | Direct |
| 2018-07-02 | Class A Common Stock | F | 2230 | $52.17 | Disposed | 237591 | Direct |
| 2018-07-02 | Class A Common Stock | F | 2230 | $52.17 | Disposed | 235361 | Direct |
| 2018-07-02 | Class B Common Stock | F | 45 | $42.54 | Disposed | 4602 | Direct |
| 2018-07-02 | Class B Common Stock | F | 45 | $42.54 | Disposed | 4557 | Direct |
| 2018-07-02 | Class B Common Stock | F | 45 | $42.54 | Disposed | 4512 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3475 | Indirect |
| Class A Common Stock | 3475 | Indirect |
| Class B Common Stock | 3511 | Indirect |
| Class B Common Stock | 3511 | Indirect |
Footnotes
F1: Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 23, 2015.
F2: Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 22, 2016.
F3: Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 27, 2017.
F4: Shares are held of record by the reporting person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5: Shares are held of record by the reporting person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6: Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017, and these shares were subject to the restrictions of the underlying Class A common stock on which they were issued.