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LENNAR CORP /NEW/ — Director's Dealing 2017
Jan 13, 2017
30122_dirs_2017-01-13_c65b1294-97c5-4aca-83b3-3e5712cf57a7.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LENNAR CORP /NEW/ (LEN, LEN.B)
CIK: 0000920760
Period of Report: 2016-11-30
Reporting Person: LAPIDUS SIDNEY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Class A Common Stock | G | 23966 | $0.00 | Acquired | 63159 | Direct |
| 2016-11-15 | Class A Common Stock | G | 23966 | $0.00 | Disposed | 60000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 39996 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $39.62 | 2017-04-09 | Class A Common Stock (2500) | 2500 | Direct |
| Stock Option (Right to Buy) | $51.26 | 2018-04-08 | Class A Common Stock (2500) | 2500 | Direct |
Footnotes
F1: On November 15, 2016, 23,966 shares were transferred pursuant to an annuity payment from the Sidney Lapidus 2014 GRAT to the reporting person. The reporting person is the trustee and sole beneficiary of the GRAT, therefore the transaction did not result in a change in beneficial ownership.
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