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LENDLEASE GROUP — Major Shareholding Notification 2017
Apr 23, 2017
65243_rns_2017-04-23_c55352a2-a7ff-4103-b9c8-5d270b30ca60.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
LENDLEASE GROUP
ACN/ARSN
000 226 228
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
20 04 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
29,288,950 |
29,288,950 |
5.01 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Dennis Ivers capacity Authorised Signatory* sign here date 24 / 04 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 7 pages referred to in form 603 Notice of initial substantial shareholder
| 24-Apr-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | Ord | 6,864 | 6,864 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | Ord | 26,033 | 26,033 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 82,301 | 82,301 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | Ord | 4,035 | 4,035 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 5,925 | 5,925 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | Ord | 1,626,911 | 1,626,911 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | Ord | 32,460 | 32,460 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | Ord | 337,303 | 337,303 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 130,519 | 130,519 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. |
LLC
page 1 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | Ord | 90,158 | 90,158 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 1,253,548 | 1,253,548 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | Ord | 2,636 | 2,636 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | Ord | 30,320 | 30,320 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 273,261 | 273,261 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-CIBC MELLON | Ord | 51,507 | 51,507 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | GLOBAL SECURITIES - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 44,072 | 44,072 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 24,484 | 24,484 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 254,090 | 254,090 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | Ord | 68,627 | 68,627 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | Ord | 330,663 | 330,663 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | Ord | 165,042 | 165,042 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | Ord | 2,757 | 2,757 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
LLC
page 2 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | Ord | 773 | 773 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | Ord | 11,699 | 11,699 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | Ord | 73,261 | 73,261 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | Ord | 16,516 | 16,516 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 57,492 | 57,492 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | Ord | 45,779 | 45,779 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 19,672 | 19,672 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 24,064 | 24,064 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 85,944 | 85,944 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 31,290 | 31,290 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 6,627,158 | 6,627,158 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | Ord | 581,155 | 581,155 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | Ord | 279 | 279 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK |
LLC
page 3 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | Ord | 6,304 | 6,304 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | Ord | 150,892 | 150,892 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 198,834 | 198,834 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | Ord | 101,403 | 101,403 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 437,792 | 437,792 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | Ord | 234,469 | 234,469 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 40,733 | 40,733 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 6,665,242 | 6,665,242 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | Ord | 14,350 | 14,350 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 185,484 | 185,484 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | Ord | 85,381 | 85,381 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | Ord | 14,639 | 14,639 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | Ord | 1,964,771 | 1,964,771 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE |
LLC
page 4 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | Ord | 269,682 | 269,682 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 43,725 | 43,725 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | Ord | 81,104 | 81,104 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | Ord | 25,182 | 25,182 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | Ord | 243,348 | 243,348 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | Ord | 324,312 | 324,312 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | Ord | 3,594 | 3,594 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | Ord | 115,115 | 115,115 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | Ord | 39,455 | 39,455 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | Ord | 376,195 | 376,195 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 22,210 | 22,210 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | Ord | 416,287 | 416,287 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | Ord | 2,618 | 2,618 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
LLC
page 5 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | Ord | 18,649 | 18,649 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | Ord | 187,946 | 187,946 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | Ord | 25,889 | 25,889 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 128,087 | 128,087 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 47,227 | 47,227 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 248,032 | 248,032 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | Ord | 364,322 | 364,322 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | Ord | 369,486 | 369,486 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | Ord | 8,903 | 8,903 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | Ord | 7,027 | 7,027 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | Ord | 678,341 | 678,341 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | Ord | 366,034 | 366,034 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Ord | 8,823 | 8,823 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. |
LLC
page 6 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Life Limited | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | Ord | 17,536 | 17,536 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | Ord | 24,872 | 24,872 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | Ord | 27,252 | 27,252 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | Ord | 231,984 | 231,984 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | Ord | 477,995 | 477,995 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | Ord | 5,628 | 5,628 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | Ord | 1,563,198 | 1,563,198 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
LLC
page 7 of 7
Annexure B
This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder
24-Apr-17 Dennis Ivers, Date Authorised Signatory
5. Consideration
LENDLEASE GROUP (LLC)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 21-Dec-16 yes |
14.22 on mkt buy AUD Ord 2,726 2,726 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
14.22 on mkt buy AUD Ord 1,551 1,551 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
14.22 on mkt buy AUD Ord 151 151 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 7,946 7,946 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 5,345 5,345 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 53,740 53,740 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 4,316 4,316 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 29,162 29,162 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
14.56 on mkt buy AUD Ord 3,683 3,683 |
| BlackRock Advisors(UK)Limited 22-Dec-16 yes |
14.57 on mkt buy AUD Ord 1,105 1,105 |
| BlackRock Advisors(UK)Limited 22-Dec-16 yes |
14.57 on mkt buy AUD Ord 3,315 3,315 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD Ord 1,060 1,060 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Fund Advisors 23-Dec-16 yes |
14.57 on mkt buy AUD Ord 4,859 4,859 |
| BlackRock Advisors(UK)Limited 23-Dec-16 yes |
14.52 on mkt buy AUD Ord 3,480 3,480 |
| BlackRock Fund Advisors 23-Dec-16 no |
n/a in specie AUD Ord 12,552 12,552 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD Ord 3,258 3,258 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD Ord 3,258 3,258 |
| BlackRock Fund Advisors 28-Dec-16 yes |
14.64 on mkt buy AUD Ord 12,048 12,048 |
| BlackRock Fund Advisors 28-Dec-16 yes |
14.64 on mkt buy AUD Ord 4,236 4,236 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD Ord 1,197 1,197 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD Ord 1,060 1,060 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD Ord 1,688 1,688 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD Ord 3,138 3,138 |
| BlackRock Asset Management North Asia Limited 28-Dec-16 no |
n/a collateral transfer AUD Ord 146,000 146,000 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.65 on mkt buy AUD Ord 1,087 1,087 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.68 on mkt buy AUD Ord 2,174 2,174 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.68 on mkt buy AUD Ord 7,830 7,830 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.68 on mkt buy AUD Ord 3,315 3,315 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.68 on mkt buy AUD Ord 870 870 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
14.68 on mkt buy AUD Ord 2,610 2,610 |
| BlackRock Fund Advisors 29-Dec-16 no |
n/a in specie AUD Ord 4,120 4,120 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
14.68 on mkt buy AUD Ord 6,896 6,896 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
14.62 on mkt buy AUD Ord 423 423 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
14.62 on mkt buy AUD Ord 869 869 |
| BlackRock Asset Management Canada Limited 30-Dec-16 yes |
14.62 on mkt buy AUD Ord 83 83 |
| BlackRock Fund Advisors 03-Jan-17 no |
n/a in specie AUD Ord 9,956 9,956 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD Ord 12,156 12,156 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD Ord 9,939 9,939 |
| BlackRock Asset Management North Asia Limited 03-Jan-17 no |
n/a collateral transfer AUD Ord 146,000 146,000 |
| BlackRock Asset Management Canada Limited 04-Jan-17 yes |
14.56 on mkt buy AUD Ord 6,968 6,968 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
14.31 on mkt buy AUD Ord 1,208 1,208 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
14.31 on mkt buy AUD Ord 2,210 2,210 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD Ord 4,120 4,120 |
| BlackRock Fund Advisors 05-Jan-17 yes |
14.32 on mkt buy AUD Ord 20,592 20,592 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 11,663 11,663 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 8,155 8,155 |
LLC
page 1 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 3,204 3,204 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 47,221 47,221 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 3,832 3,832 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 21,735 21,735 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
14.34 on mkt buy AUD Ord 2,639 2,639 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 141 141 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 2,042 2,042 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 15,853 15,853 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 5,333 5,333 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 2,214 2,214 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 846 846 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 148 148 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
14.33 on mkt buy AUD Ord 148 148 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 1,064 1,064 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 4,944 4,944 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 5,768 5,768 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 1,696 1,696 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD Ord 12,648 12,648 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
14.28 on mkt buy AUD Ord 1,435 1,435 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
14.28 on mkt buy AUD Ord 612 612 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD Ord 24,890 24,890 |
| BlackRock Advisors(UK)Limited 09-Jan-17 yes |
14.39 on mkt buy AUD Ord 2,208 2,208 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD Ord 7,905 7,905 |
| BlackRock Advisors(UK)Limited 10-Jan-17 yes |
14.31 on mkt buy AUD Ord 2,210 2,210 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
14.31 on mkt buy AUD Ord 10,331 10,331 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD Ord 383 383 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD Ord 3,928 3,928 |
| BlackRock Advisors(UK)Limited 11-Jan-17 yes |
14.22 on mkt buy AUD Ord 1,105 1,105 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD Ord 5,356 5,356 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD Ord 1,629 1,629 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD Ord 3,258 3,258 |
| BlackRock Asset Management Canada Limited 12-Jan-17 yes |
14.22 on mkt buy AUD Ord 661 661 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD Ord 4,120 4,120 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD Ord 12,445 12,445 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a in specie AUD Ord 1,178 1,178 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD Ord 6,180 6,180 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD Ord 9,956 9,956 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD Ord 2,297 2,297 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 4,126 4,126 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 33,326 33,326 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 14,581 14,581 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 15,007 15,007 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 1,226 1,226 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
14.22 on mkt buy AUD Ord 3,294 3,294 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
13.90 on mkt buy AUD Ord 1,136 1,136 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD Ord 9,956 9,956 |
| BlackRock Institutional Trust Company, National Association 17-Jan-17 no |
n/a in specie AUD Ord 12,611 12,611 |
| BlackRock Asset Management Canada Limited 18-Jan-17 yes |
13.84 on mkt buy AUD Ord 20,367 20,367 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
13.84 on mkt buy AUD Ord 2,172 2,172 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD Ord 6,180 6,180 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD Ord 6,516 6,516 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
13.89 on mkt buy AUD Ord 1,086 1,086 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
13.89 on mkt buy AUD Ord 994 994 |
LLC
page 2 of 10
Consideration
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
13.89 on mkt buy AUD Ord 1,086 1,086 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD Ord 4,887 4,887 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD Ord 9,774 9,774 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
13.85 on mkt buy AUD Ord 852 852 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD Ord 3,258 3,258 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
13.71 on mkt buy AUD Ord 3,258 3,258 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
13.71 on mkt buy AUD Ord 192 192 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 7,416 7,416 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 8,652 8,652 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 4,120 4,120 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 53,736 53,736 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 6,516 6,516 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 3,258 3,258 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD Ord 1 1 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
13.64 on mkt buy AUD Ord 51,133 51,133 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
13.64 on mkt buy AUD Ord 2,080 2,080 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
13.64 on mkt buy AUD Ord 271 271 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD Ord 1,596 1,596 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD Ord 3,708 3,708 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD Ord 4,944 4,944 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD Ord 6,324 6,324 |
| BlackRock Asset Management North Asia Limited 24-Jan-17 no |
n/a collateral transfer AUD Ord 71,000 71,000 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
13.70 on mkt buy AUD Ord 2,172 2,172 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
13.70 on mkt buy AUD Ord 2,702 2,702 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
13.70 on mkt buy AUD Ord 193 193 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
13.70 on mkt buy AUD Ord 426 426 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD Ord 665 665 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD Ord 383 383 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD Ord 6,324 6,324 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD Ord 6,516 6,516 |
| BlackRock Fund Advisors 27-Jan-17 yes |
13.86 on mkt buy AUD Ord 5,376 5,376 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
13.86 on mkt buy AUD Ord 1,272 1,272 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 7,602 7,602 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 1,432 1,432 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 426 426 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 591 591 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 710 710 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 1,105 1,105 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 1,086 1,086 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
13.90 on mkt buy AUD Ord 7,160 7,160 |
| BlackRock Fund Advisors 27-Jan-17 no |
n/a in specie AUD Ord 17,423 17,423 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
13.90 on mkt buy AUD Ord 294 294 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
13.90 on mkt buy AUD Ord 284 284 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
13.90 on mkt buy AUD Ord 284 284 |
| BlackRock Fund Advisors 30-Jan-17 no |
n/a in specie AUD Ord 7,467 7,467 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
14.11 on mkt buy AUD Ord 5,353 5,353 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
14.11 on mkt buy AUD Ord 462 462 |
| BlackRock Advisors(UK)Limited 31-Jan-17 yes |
14.09 on mkt buy AUD Ord 1,097 1,097 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
14.09 on mkt buy AUD Ord 17,953 17,953 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
14.09 on mkt buy AUD Ord 180,115 180,115 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
14.09 on mkt buy AUD Ord 13,324 13,324 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
14.09 on mkt buy AUD Ord 832 832 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD Ord 3,604 3,604 |
| BlackRock Japan Co., Ltd. 31-Jan-17 no |
n/a collateral transfer AUD Ord 467 467 |
| BlackRock Advisors(UK)Limited 01-Feb-17 yes |
14.26 on mkt buy AUD Ord 994 994 |
| BlackRock Investment Management (Australia) Limited 01-Feb-17 yes |
14.26 on mkt buy AUD Ord 140,434 140,434 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD Ord 3,296 3,296 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD Ord 7,467 7,467 |
| BlackRock Asset Management North Asia Limited 01-Feb-17 no |
n/a collateral transfer AUD Ord 193,000 193,000 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
14.47 on mkt buy AUD Ord 1,432 1,432 |
LLC
page 3 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
14.47 on mkt buy AUD Ord 149 149 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
14.48 on mkt buy AUD Ord 1,086 1,086 |
| BlackRock Fund Advisors 02-Feb-17 no |
n/a in specie AUD Ord 3,591 3,591 |
| BlackRock Financial Management,Inc. 03-Feb-17 yes |
14.35 on mkt buy AUD Ord 1,147 1,147 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
14.29 on mkt buy AUD Ord 2,172 2,172 |
| BlackRock Fund Advisors 03-Feb-17 no |
n/a in specie AUD Ord 1,995 1,995 |
| BlackRock Fund Advisors 03-Feb-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Asset Management North Asia Limited 03-Feb-17 no |
n/a collateral transfer AUD Ord 1 1 |
| BlackRock Institutional Trust Company, National Association 06-Feb-17 yes |
14.37 on mkt buy AUD Ord 2,279 2,279 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
14.38 on mkt buy AUD Ord 1,097 1,097 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
14.38 on mkt buy AUD Ord 5,485 5,485 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
14.38 on mkt buy AUD Ord 1,105 1,105 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
14.38 on mkt buy AUD Ord 1,754 1,754 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
14.37 on mkt buy AUD Ord 10,860 10,860 |
| BlackRock Advisors (UK) Limited 06-Feb-17 no |
n/a collateral transfer AUD Ord 80,452 80,452 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
14.35 on mkt buy AUD Ord 4,546 4,546 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
14.35 on mkt buy AUD Ord 3,611 3,611 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
14.42 on mkt buy AUD Ord 852 852 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
14.42 on mkt buy AUD Ord 3,318 3,318 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
14.42 on mkt buy AUD Ord 7,888 7,888 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD Ord 2,884 2,884 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD Ord 237 237 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD Ord 5,356 5,356 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD Ord 2,884 2,884 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
14.46 on mkt buy AUD Ord 2,509 2,509 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
14.46 on mkt buy AUD Ord 150 150 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD Ord 9,486 9,486 |
| BlackRock Advisors,LLC 09-Feb-17 yes |
14.52 on mkt buy AUD Ord 24,240 24,240 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD Ord 1,995 1,995 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD Ord 4,478 4,478 |
| BlackRock Asset Management North Asia Limited 09-Feb-17 no |
n/a collateral transfer AUD Ord 1 1 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
14.65 on mkt buy AUD Ord 12,067 12,067 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
14.65 on mkt buy AUD Ord 873 873 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
14.67 on mkt buy AUD Ord 1,086 1,086 |
| BlackRock Asset Management North Asia Limited 13-Feb-17 yes |
14.70 on mkt buy AUD Ord 11,584 11,584 |
| BlackRock Japan Co.,Ltd. 13-Feb-17 yes |
14.69 on mkt buy AUD Ord 13,683 13,683 |
| BlackRock Advisors(UK)Limited 13-Feb-17 yes |
14.69 on mkt buy AUD Ord 150 150 |
| BlackRock Advisors(UK)Limited 13-Feb-17 yes |
14.69 on mkt buy AUD Ord 3,492 3,492 |
| BlackRock Advisors,LLC 13-Feb-17 yes |
14.69 on mkt buy AUD Ord 2,161 2,161 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD Ord 1,149 1,149 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD Ord 7,905 7,905 |
| BlackRock Japan Co., Ltd. 13-Feb-17 no |
n/a collateral transfer AUD Ord 50,006 50,006 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
14.84 on mkt buy AUD Ord 1,656 1,656 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
14.81 on mkt buy AUD Ord 1,432 1,432 |
| BlackRock Fund Advisors 14-Feb-17 no |
n/a in specie AUD Ord 1,938 1,938 |
| BlackRock Fund Advisors 14-Feb-17 no |
n/a in specie AUD Ord 8,956 8,956 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
14.94 on mkt buy AUD Ord 2,196 2,196 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
14.94 on mkt buy AUD Ord 994 994 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
14.94 on mkt buy AUD Ord 2,934 2,934 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
14.94 on mkt buy AUD Ord 4,416 4,416 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
14.94 on mkt buy AUD Ord 6,839 6,839 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
14.94 on mkt buy AUD Ord 284 284 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
14.94 on mkt buy AUD Ord 568 568 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
14.94 on mkt buy AUD Ord 300 300 |
| BlackRock Fund Advisors 16-Feb-17 no |
n/a in specie AUD Ord 676 676 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 no |
n/a in specie AUD Ord 6,326 6,326 |
| BlackRock Advisors(UK)Limited 17-Feb-17 yes |
14.85 on mkt buy AUD Ord 1,087 1,087 |
| BlackRock Advisors(UK)Limited 20-Feb-17 yes |
14.82 on mkt buy AUD Ord 1,433 1,433 |
| BlackRock Advisors(UK)Limited 21-Feb-17 yes |
15.01 on mkt buy AUD Ord 194 194 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
15.01 on mkt buy AUD Ord 28,826 28,826 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
14.98 on mkt buy AUD Ord 150 150 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
14.98 on mkt buy AUD Ord 1,136 1,136 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
14.98 on mkt buy AUD Ord 2,174 2,174 |
LLC
page 4 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD Ord 11,067 11,067 |
| BlackRock Asset Management North Asia Limited 22-Feb-17 no |
n/a collateral transfer AUD Ord 585,932 585,932 |
| BlackRock Investment Management (UK) Limited 23-Feb-17 yes |
14.99 on mkt buy AUD Ord 4,345 4,345 |
| BlackRock Advisors(UK)Limited 23-Feb-17 yes |
14.97 on mkt buy AUD Ord 3,297 3,297 |
| BlackRock Institutional Trust Company, National Association 23-Feb-17 yes |
14.97 on mkt buy AUD Ord 7,472 7,472 |
| BlackRock Fund Advisors 23-Feb-17 no |
n/a in specie AUD Ord 7,905 7,905 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
14.82 on mkt buy AUD Ord 2,180 2,180 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
14.82 on mkt buy AUD Ord 150 150 |
| BlackRock Investment Management (Australia) Limited 24-Feb-17 yes |
14.82 on mkt buy AUD Ord 1,674 1,674 |
| BlackRock Advisors (UK) Limited 24-Feb-17 no |
n/a collateral transfer AUD Ord 37,102 37,102 |
| BlackRock Asset Management North Asia Limited 24-Feb-17 no |
n/a collateral transfer AUD Ord 18,343 18,343 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
15.35 on mkt buy AUD Ord 150 150 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 10,961 10,961 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 4,988 4,988 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 8,553 8,553 |
| BlackRock Japan Co.,Ltd. 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 784 784 |
| BlackRock Japan Co.,Ltd. 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 27,457 27,457 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
15.23 on mkt buy AUD Ord 39,100 39,100 |
| BlackRock Financial Management,Inc. 28-Feb-17 no |
n/a in specie AUD Ord 25,311 25,311 |
| BlackRock Asset Management North Asia Limited 28-Feb-17 no |
n/a collateral transfer AUD Ord 290,510 290,510 |
| BlackRock Asset Management North Asia Limited 01-Mar-17 yes |
15.30 on mkt buy AUD Ord 3,501 3,501 |
| BlackRock Investment Management (UK) Limited 01-Mar-17 yes |
15.27 on mkt buy AUD Ord 2,208 2,208 |
| BlackRock Japan Co.,Ltd. 01-Mar-17 yes |
15.30 on mkt buy AUD Ord 4,470 4,470 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
15.30 on mkt buy AUD Ord 2,328 2,328 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD Ord 26,368 26,368 |
| BlackRock Institutional Trust Company, National Association 01-Mar-17 no |
n/a in specie AUD Ord 2,300 2,300 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD Ord 4,455 4,455 |
| BlackRock Asset Management North Asia Limited 01-Mar-17 no |
n/a collateral transfer AUD Ord 7,000 7,000 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
15.19 on mkt buy AUD Ord 8,832 8,832 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
15.26 on mkt buy AUD Ord 4,348 4,348 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
15.26 on mkt buy AUD Ord 873 873 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
15.26 on mkt buy AUD Ord 585 585 |
| BlackRock Investment Management,LLC 02-Mar-17 yes |
15.26 on mkt buy AUD Ord 1,077 1,077 |
| BlackRock Investment Management (Australia) Limited 02-Mar-17 yes |
15.26 on mkt buy AUD Ord 5,352 5,352 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 1,064 1,064 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 3,990 3,990 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 1,648 1,648 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 6,180 6,180 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 4,455 4,455 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 17,820 17,820 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD Ord 8,910 8,910 |
| BlackRock Advisors(UK)Limited 03-Mar-17 yes |
14.99 on mkt buy AUD Ord 873 873 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD Ord 12,445 12,445 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD Ord 4,944 4,944 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
15.08 on mkt buy AUD Ord 388 388 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
15.08 on mkt buy AUD Ord 151 151 |
| BlackRock Fund Advisors 06-Mar-17 no |
n/a in specie AUD Ord 1,330 1,330 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
15.00 on mkt buy AUD Ord 14,901 14,901 |
| BlackRock Asset Management Canada Limited 07-Mar-17 yes |
15.00 on mkt buy AUD Ord 2,241 2,241 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD Ord 6,180 6,180 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD Ord 2,060 2,060 |
| BlackRock Fund Advisors 09-Mar-17 yes |
15.26 on mkt buy AUD Ord 3,765 3,765 |
| BlackRock Asset Management Canada Limited 09-Mar-17 yes |
15.26 on mkt buy AUD Ord 603 603 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD Ord 4,120 4,120 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
15.37 on mkt buy AUD Ord 390 390 |
LLC
page 5 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
15.37 on mkt buy AUD Ord 302 302 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Investment Management (Australia) Limited 13-Mar-17 no |
n/a in specie AUD Ord 320,637 320,637 |
| BlackRock Fund Advisors 13-Mar-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
15.25 on mkt buy AUD Ord 4,004 4,004 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
15.25 on mkt buy AUD Ord 15,086 15,086 |
| BlackRock Advisors(UK)Limited 14-Mar-17 yes |
15.29 on mkt buy AUD Ord 195 195 |
| BlackRock Institutional Trust Company, National Association 14-Mar-17 yes |
15.29 on mkt buy AUD Ord 26,407 26,407 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
15.44 on mkt buy AUD Ord 590 590 |
| BlackRock Investment Management (Australia) Limited 15-Mar-17 yes |
15.44 on mkt buy AUD Ord 2,777 2,777 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
15.44 on mkt buy AUD Ord 3,312 3,312 |
| BlackRock Fund Advisors 15-Mar-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
15.62 on mkt buy AUD Ord 710 710 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
15.62 on mkt buy AUD Ord 1,278 1,278 |
| BlackRock Fund Advisors 16-Mar-17 no |
n/a in specie AUD Ord 9,956 9,956 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 yes |
15.63 on mkt buy AUD Ord 2,559 2,559 |
| BlackRock Investment Management (Australia) Limited 17-Mar-17 yes |
15.59 on mkt buy AUD Ord 5,000 5,000 |
| BlackRock Asset Management North Asia Limited 17-Mar-17 yes |
15.59 on mkt buy AUD Ord 7,184 7,184 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD Ord 13,365 13,365 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD Ord 422 422 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD Ord 12,445 12,445 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD Ord 7,905 7,905 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 6,670 6,670 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 35,313 35,313 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 4,562 4,562 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 16,720 16,720 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 3,292 3,292 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 20,315 20,315 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.34 on mkt buy AUD Ord 2,176 2,176 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
15.25 on mkt buy AUD Ord 19,691 19,691 |
| BlackRock Fund Advisors 21-Mar-17 yes |
15.25 on mkt buy AUD Ord 1,240 1,240 |
| BlackRock Fund Advisors 21-Mar-17 no |
n/a in specie AUD Ord 9,956 9,956 |
| BlackRock Institutional Trust Company, National Association 22-Mar-17 yes |
15.08 on mkt buy AUD Ord 8,471 8,471 |
| BlackRock Institutional Trust Company, National Association 22-Mar-17 yes |
15.08 on mkt buy AUD Ord 4,130 4,130 |
| BlackRock Institutional Trust Company, National Association 22-Mar-17 yes |
15.08 on mkt buy AUD Ord 4,153 4,153 |
| BlackRock Investment Management (Australia) Limited 22-Mar-17 yes |
15.10 on mkt buy AUD Ord 1,674 1,674 |
| BlackRock Investment Management (Australia) Limited 22-Mar-17 yes |
15.10 on mkt buy AUD Ord 1,049 1,049 |
| BlackRock Investment Management (UK) Limited 22-Mar-17 yes |
15.10 on mkt buy AUD Ord 2,618 2,618 |
| BlackRock Fund Advisors 22-Mar-17 yes |
15.10 on mkt buy AUD Ord 5,777 5,777 |
| BlackRock Asset Management Canada Limited 22-Mar-17 yes |
15.10 on mkt buy AUD Ord 711 711 |
| BlackRock Fund Advisors 23-Mar-17 yes |
15.25 on mkt buy AUD Ord 6,373 6,373 |
| BlackRock Fund Advisors 23-Mar-17 no |
n/a in specie AUD Ord 1,938 1,938 |
| BlackRock Fund Advisors 23-Mar-17 no |
n/a in specie AUD Ord 4,978 4,978 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD Ord 59,086 59,086 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD Ord 55,394 55,394 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD Ord 73,466 73,466 |
| BlackRock Institutional Trust Company, National Association 24-Mar-17 yes |
15.35 on mkt buy AUD Ord 32,357 32,357 |
LLC
page 6 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 24-Mar-17 no |
n/a in specie AUD Ord 4,978 4,978 |
| BlackRock Institutional Trust Company, National Association 27-Mar-17 yes |
15.34 on mkt buy AUD Ord 106 106 |
| BlackRock Investment Management (UK) Limited 27-Mar-17 yes |
15.35 on mkt buy AUD Ord 84,948 84,948 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD Ord 422 422 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD Ord 4,978 4,978 |
| BlackRock Investment Management (UK) Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 86,588 86,588 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.71 on mkt buy AUD Ord 6,307 6,307 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.71 on mkt buy AUD Ord 17,168 17,168 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.71 on mkt buy AUD Ord 2,033 2,033 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.71 on mkt buy AUD Ord 2,271 2,271 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 1,092 1,092 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 3,276 3,276 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 9,508 9,508 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 1,298 1,298 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
15.70 on mkt buy AUD Ord 7,213 7,213 |
| BlackRock Fund Advisors 28-Mar-17 no |
n/a in specie AUD Ord 13,365 13,365 |
| BlackRock Institutional Trust Company, National Association 29-Mar-17 yes |
15.69 on mkt buy AUD Ord 917 917 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD Ord 7,905 7,905 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD Ord 22,134 22,134 |
| BlackRock Investment Management (Australia) Limited 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 10,035 10,035 |
| BlackRock Advisors(UK)Limited 30-Mar-17 yes |
15.74 on mkt buy AUD Ord 1,093 1,093 |
| BlackRock Advisors(UK)Limited 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 195 195 |
| BlackRock Fund Advisors 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 6,532 6,532 |
| BlackRock Institutional Trust Company, National Association 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 48,011 48,011 |
| BlackRock Institutional Trust Company, National Association 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 4,397 4,397 |
| BlackRock Fund Advisors 30-Mar-17 yes |
15.80 on mkt buy AUD Ord 4,840 4,840 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD Ord 17,391 17,391 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Advisors(UK)Limited 31-Mar-17 yes |
15.58 on mkt buy AUD Ord 3,279 3,279 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 yes |
15.58 on mkt buy AUD Ord 440 440 |
| BlackRock Investment Management (UK) Limited 31-Mar-17 no |
n/a in specie AUD Ord 16,736 16,736 |
| BlackRock Fund Advisors 31-Mar-17 no |
n/a in specie AUD Ord 13,365 13,365 |
| BlackRock Fund Advisors 31-Mar-17 no |
n/a in specie AUD Ord 8,910 8,910 |
| BlackRock Asset Management Canada Limited 31-Mar-17 no |
n/a in specie AUD Ord 20,423 20,423 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 no |
n/a in specie AUD Ord 12,598 12,598 |
| BlackRock Investment Management (Australia) Limited 03-Apr-17 yes |
15.50 on mkt buy AUD Ord 10,035 10,035 |
| BlackRock Advisors(UK)Limited 03-Apr-17 yes |
15.50 on mkt buy AUD Ord 1,104 1,104 |
| BlackRock Advisors,LLC 03-Apr-17 yes |
15.50 on mkt buy AUD Ord 24,780 24,780 |
| BlackRock Institutional Trust Company, National Association 03-Apr-17 no |
n/a in specie AUD Ord 2,265 2,265 |
| BlackRock Investment Management (UK) Limited 03-Apr-17 no |
n/a in specie AUD Ord 6,502 6,502 |
| BlackRock Japan Co., Ltd. 03-Apr-17 no |
n/a collateral transfer AUD Ord 85,450 85,450 |
| BlackRock Fund Advisors 04-Apr-17 yes |
15.47 on mkt buy AUD Ord 4,664 4,664 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 3,653 3,653 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 5,734 5,734 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 11,119 11,119 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 1,607 1,607 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 89,008 89,008 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 1,297 1,297 |
LLC
page 7 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 29,871 29,871 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
15.51 on mkt buy AUD Ord 2,582 2,582 |
| BlackRock Advisors(UK)Limited 04-Apr-17 yes |
15.52 on mkt buy AUD Ord 1,092 1,092 |
| BlackRock Fund Advisors 04-Apr-17 yes |
15.52 on mkt buy AUD Ord 11,224 11,224 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD Ord 121 121 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD Ord 13,431 13,431 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD Ord 3,162 3,162 |
| BlackRock Institutional Trust Company, National Association 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 15,492 15,492 |
| BlackRock Institutional Trust Company, National Association 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 1,104 1,104 |
| BlackRock Institutional Trust Company, National Association 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 1,527 1,527 |
| BlackRock Financial Management,Inc. 05-Apr-17 yes |
15.52 on mkt buy AUD Ord 18,525 18,525 |
| BlackRock Advisors(UK)Limited 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 149 149 |
| BlackRock Fund Advisors 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 3,297 3,297 |
| BlackRock Advisors(UK)Limited 05-Apr-17 yes |
15.51 on mkt buy AUD Ord 6,182 6,182 |
| BlackRock Fund Advisors 05-Apr-17 no |
n/a in specie AUD Ord 6,195 6,195 |
| BlackRock Investment Management (UK) Limited 05-Apr-17 no |
n/a in specie AUD Ord 5,565 5,565 |
| BlackRock Fund Advisors 05-Apr-17 no |
n/a in specie AUD Ord 9,486 9,486 |
| BlackRock Japan Co., Ltd. 05-Apr-17 no |
n/a collateral transfer AUD Ord 0 0 |
| BlackRock Fund Advisors 06-Apr-17 yes |
15.50 on mkt buy AUD Ord 4,300 4,300 |
| BlackRock Advisors(UK)Limited 06-Apr-17 yes |
15.48 on mkt buy AUD Ord 1,092 1,092 |
| BlackRock Fund Advisors 06-Apr-17 yes |
15.48 on mkt buy AUD Ord 7,286 7,286 |
| BlackRock Institutional Trust Company, National Association 06-Apr-17 yes |
15.48 on mkt buy AUD Ord 16,779 16,779 |
| BlackRock Institutional Trust Company, National Association 06-Apr-17 yes |
15.48 on mkt buy AUD Ord 4,865 4,865 |
| BlackRock Fund Advisors 06-Apr-17 yes |
15.48 on mkt buy AUD Ord 5,272 5,272 |
| BlackRock Fund Advisors 06-Apr-17 no |
n/a in specie AUD Ord 4,497 4,497 |
| BlackRock Japan Co., Ltd. 06-Apr-17 no |
n/a collateral transfer AUD Ord 0 0 |
| BlackRock Advisors(UK)Limited 07-Apr-17 yes |
15.62 on mkt buy AUD Ord 2,208 2,208 |
| BlackRock Fund Advisors 07-Apr-17 yes |
15.62 on mkt buy AUD Ord 8,813 8,813 |
| BlackRock Advisors (UK) Limited 07-Apr-17 no |
n/a collateral transfer AUD Ord 74,000 74,000 |
| BlackRock Institutional Trust Company, National Association 10-Apr-17 yes |
15.88 on mkt buy AUD Ord 49,541 49,541 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD Ord 12,560 12,560 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD Ord 6,324 6,324 |
| BlackRock Institutional Trust Company, National Association 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 195 195 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 7,675 7,675 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 61,273 61,273 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 39,145 39,145 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 4,330 4,330 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 5,227 5,227 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 25,023 25,023 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 3,899 3,899 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 16,379 16,379 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
15.96 on mkt buy AUD Ord 2,371 2,371 |
| BlackRock Advisors(UK)Limited 11-Apr-17 yes |
15.93 on mkt buy AUD Ord 1,093 1,093 |
| BlackRock Fund Advisors 11-Apr-17 yes |
15.93 on mkt buy AUD Ord 14,522 14,522 |
| BlackRock Asset Management Canada Limited 11-Apr-17 yes |
15.93 on mkt buy AUD Ord 625 625 |
| BlackRock Fund Advisors 11-Apr-17 no |
n/a in specie AUD Ord 2,065 2,065 |
| BlackRock Japan Co., Ltd. 11-Apr-17 no |
n/a collateral transfer AUD Ord 0 0 |
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 288 288 |
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
15.88 on mkt buy AUD Ord 9,331 9,331 |
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page 8 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
15.88 on mkt buy AUD Ord 3,791 3,791 |
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
15.88 on mkt buy AUD Ord 3,500 3,500 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 2,301 2,301 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 18,374 18,374 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 11,738 11,738 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 1,298 1,298 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 1,567 1,567 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 7,504 7,504 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 1,169 1,169 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 4,911 4,911 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
15.89 on mkt buy AUD Ord 711 711 |
| BlackRock Asset Management Canada Limited 12-Apr-17 yes |
15.85 on mkt buy AUD Ord 1,867 1,867 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD Ord 1,676 1,676 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD Ord 20,950 20,950 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD Ord 2,514 2,514 |
| BlackRock Advisors (UK) Limited 12-Apr-17 no |
n/a collateral transfer AUD Ord 0 0 |
| BlackRock Institutional Trust Company, National Association 13-Apr-17 yes |
15.80 on mkt buy AUD Ord 173 173 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
15.80 on mkt buy AUD Ord 8,028 8,028 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
15.80 on mkt buy AUD Ord 2,007 2,007 |
| BlackRock Fund Advisors 13-Apr-17 no |
n/a in specie AUD Ord 10,475 10,475 |
| BlackRock Advisors(UK)Limited 13-Apr-17 no |
n/a in specie AUD Ord 3,485 3,485 |
| BlackRock Japan Co., Ltd. 13-Apr-17 no |
n/a collateral transfer AUD Ord 14,872 14,872 |
| BlackRock Advisors (UK) Limited 14-Apr-17 no |
n/a collateral transfer AUD Ord 0 0 |
| BlackRock Fund Advisors 18-Apr-17 yes |
15.81 on mkt buy AUD Ord 4,174 4,174 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 8,562 8,562 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 23,072 23,072 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 3,436 3,436 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 60,679 60,679 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 2,776 2,776 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 13,916 13,916 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.91 on mkt buy AUD Ord 2,653 2,653 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
15.92 on mkt buy AUD Ord 8,028 8,028 |
| BlackRock(Netherlands)B.V. 18-Apr-17 yes |
15.92 on mkt buy AUD Ord 483 483 |
| BlackRock Fund Advisors 18-Apr-17 yes |
15.92 on mkt buy AUD Ord 2,662 2,662 |
| BlackRock Fund Advisors 18-Apr-17 no |
n/a in specie AUD Ord 3,928 3,928 |
| BlackRock Advisors(UK)Limited 18-Apr-17 no |
n/a in specie AUD Ord 17,536 17,536 |
| BlackRock Advisors(UK)Limited 18-Apr-17 no |
n/a in specie AUD Ord 41,338 41,338 |
| BlackRock Asset Management North Asia Limited 19-Apr-17 yes |
15.78 on mkt buy AUD Ord 10,216 10,216 |
| BlackRock Institutional Trust Company, National Association 19-Apr-17 yes |
15.67 on mkt buy AUD Ord 4,401 4,401 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
15.68 on mkt buy AUD Ord 1,093 1,093 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
15.68 on mkt buy AUD Ord 877 877 |
| BlackRock Investment Management (UK) Limited 19-Apr-17 no |
n/a in specie AUD Ord 186,251 186,251 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD Ord 5,028 5,028 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD Ord 969 969 |
| BlackRock Institutional Trust Company, National Association 19-Apr-17 no |
n/a in specie AUD Ord 3,549 3,549 |
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page 9 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 19-Apr-17 no |
n/a in specie AUD Ord 87,205 87,205 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 yes |
15.73 on mkt buy AUD Ord 5,303 5,303 |
| BlackRock Institutional Trust Company, National Association 20-Apr-17 yes |
15.76 on mkt buy AUD Ord 3,052 3,052 |
| BlackRock Japan Co., Ltd. 20-Apr-17 no |
n/a collateral transfer AUD Ord 266,001 266,001 |
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page 10 of 10
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
24-Apr-17 Dennis Ivers, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) | |
| BlackRock Life Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom |
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Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 24-Apr-17 Dennis Ivers, Authorised Signatory Date |
24-Apr-17 Dennis Ivers, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to LENDLEASE GROUP or the Australian Securities and Investments Commission upon request.
LLC
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