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LEMAITRE VASCULAR INC — Director's Dealing 2017
Jul 26, 2017
31708_dirs_2017-07-26_93256360-0df8-4984-8d7f-1ddc72a6e042.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEMAITRE VASCULAR INC (LMAT)
CIK: 0001158895
Period of Report: 2017-07-25
Reporting Person: LeMaitre George W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-25 | Common Stock | M | 23621 | $12.57 | Acquired | 3416962 | Direct |
| 2017-07-25 | Common Stock | M | 30973 | $8.66 | Acquired | 3447935 | Direct |
| 2017-07-25 | Common Stock | M | 18454 | $7.34 | Acquired | 3466389 | Direct |
| 2017-07-25 | Common Stock | M | 30317 | $14.13 | Acquired | 3496706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-25 | Stock Option (Right to Buy) | $12.57 | M | 23621 | Disposed | 2020-07-23 | Common Stock (23621) | Direct |
| 2017-07-25 | Stock Option (Right to Buy) | $8.66 | M | 30973 | Disposed | 2019-07-24 | Common Stock (30973) | Direct |
| 2017-07-25 | Stock Option (Right to Buy) | $7.34 | M | 18454 | Disposed | 2018-07-24 | Common Stock (18454) | Direct |
| 2017-07-25 | Stock Option (Right to Buy) | $14.13 | M | 30317 | Disposed | 2021-07-25 | Common Stock (30317) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72030 | Indirect |
Footnotes
F1: Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
F2: These shares are owned by LeMaitre Family LLC. A trust for the benefit of the Reporting Person holds a 20% membership interest in LeMaitre Family LLC. LeMaitre Family LLC is 100% owned by Peter Boland, as trustee for various trusts formed for the benefit of the children of George D. LeMaitre, the Issuer's founder, and Cornelia W. LeMaitre. LeMaitre Family LLC currently holds 360,154 shares of the Issuer's Common Stock. The Reporting Person disclaims ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for the purposes of Section 16 or for any other purpose.
F3: This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vests in equal annual installments over the remaining four years, with the final vesting occurring on the 11th month after the fourth anniversary.