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LEGEND MINING LIMITED — Major Shareholding Notification 2014
Jun 16, 2014
65223_rns_2014-06-16_24b2c44c-6870-4198-bf56-ea1ebed37224.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | LEGEND MINING LIMITED | |
|---|---|---|
| ACN/ARSN | 060 966 145 | |
| 1. Details of substantial holder (1) | ||
| Name | UBS AG and its related bodies corporate | |
| ACN/ARSN (if applicable): | ||
| The holder ceased to be a substantial shareholder on | 12 June 2014 | |
| The previous notice was given to the company on | 26 July 2011 | |
| The previous notice was dated | 22 July 2011 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| N/A N/A |
|
|---|---|
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: | Uma Tadela $\blacktriangle$ |
Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: | $W^{0}$ | Date: | 16 July 2014 |
| Print Name: | Wuen-Yi Toh | Capacity: | Authorised signatory |
| Sign Here: | Date: | 16 July 2014 | |
$\mathbb{R}^2$
Contact details for this notice:
| $27 -$ Sep-12 | UBS Securities Australia Ltd | Buy | 5,100 | 300,000 | Ordinary |
|---|---|---|---|---|---|
| 28-Sep-12 | UBS Securities Australia Ltd | ă | 8,500 | 500,000 | Ordinary |
| $\frac{01 - 0c + 12}{2}$ | JBS Securities Australia Ltd | Вuу | 150,000 | Ordinary | |
| 02-0 ct 1 2 03-0ct 12 25-0ct 12 15-Nov-12 |
JBS Securities Australia Ltd | Jell | $\frac{12,000}{\pi}$ | (750,000) | Ordinary |
| UBS Securities Australia Ltd | Jell | 3,000 | (150,000) | Ordinary | |
| JBS Securities Australia Ltd | Вuу | 4,200 | 200,000 | Ordinary | |
| JBS Securities Australia Ltd | Sell | 3,600 | (200,000) | Ordinary | |
| 28-Nov-12 | UBS Securities Australia Ltd | Sell | 146,683 | (8, 149, 038) | Ordinary |
| UBS Securities Australia Ltd | Вuу | 3,468 | 182,500 | Ordinary | |
| $\frac{03 \cdot \tan 13}{07 \cdot \tan 13}$ | UBS Securities Australia Ltd | ΡŅ | 3,800 | 200,000 | Ordinary |
| UBS Securities Australia Ltd | Sell | 1,700 | (100,000) | Ordinary | |
| $10 - Jan - 13$ | UBS Securities Australia Ltd | Вuу | 3,400 | 200,000 | Ordinary |
| $\frac{14-$ Jan-13 17-Jan-13 |
UBS Securities Australia Ltd | Je) | 2,920 | (182,500) | Ordinary |
| UBS Securities Australia Ltd | Jell | 3,400 | (200,000) | Ordinary | |
| $12 - Feb - 13$ | UBS Securities Australia Ltd | Jes | $\frac{1}{3}$ ,000 | (200,000) | Ordinary |
| 26-Feb-13 | UBS Securities Australia Ltd | Вuу | 4,200 | 300,000 | Ordinary |
| 10-Apr-13 | UBS Securities Australia Ltd | $\overline{\mathbb{R}}$ | 2,700 | (300,000) | Ordinary |
| 19-Apr-13 | UBS Securities Australia Ltd | Вuу | $\frac{1800}{ }$ | 200,000 | Ordinary |
| 26-Apr-13 | UBS Securities Australia Ltd | Вuу | 1,500 | 200,000 | Ordinary |
| 07-May-13 | UBS Securities Australia Ltd | Ruy | 1,352 | 169,000 | Ordinary |
| 10-May-13 | UBS Securities Australia Ltd | Sell | 5,000 | (625,000) | Ordinary |
| 18-Jul-13 | UBS Securities Australia Ltd | Βuγ | 2,415 | 241,453 | Ordinary |
| UBS Securities Australia Ltd | Buy | 2,000 | 200,000 | Ordinary | |
| UBS Securities Australia Ltd | al | 2,000 | Ordinary | ||
| 24-Jul-13 25-Jul-13 25-Aug-13 09-Aug-13 28-Aug-15 16-Sep-13 |
UBS Securities Australia Ltd | Вuу | 2,000 | 200,000 200,000 300,000 |
Ordinary |
| UBS Securities Australia Ltd | Buy | 3,000 | Ordinary | ||
| UBS Securities Australia Ltd | Buy | 13,000 | 1,000,000 | Ordinary | |
| UBS Securities Australia Ltd | Sell | 13,200 | (1,100,000) | Ordinary | |
| $\frac{17.5ep-13}{sp-13}$ | UBS Securities Australia Ltd | Вuу | 2,600 | 200,000 | Ordinary |
| 20-Sep-13 | UBS Securities Australia Ltd | Вuу | 18,200 | ,400,000 | Ordinary |
| 24-Sep-13 27-Sep-13 |
UBS Securities Australia Ltd | Вuу | 9,100 | 700,000 | Ordinary |
| UBS Securities Australia Ltd | Вuу | 6,469 | 497,611 | Ordinary | |
| $10 - 0t - 13$ | UBS Securities Australia Ltd | Jell | 2,200 | (200,000) | Ordinary |
| 20-Nov-13 | UBS Securities Australia Ltd | ज़ु | 6,487 | (569,000) | Ordinary |
| $27$ -Nov- $1$ | UBS Securities Australia Ltd | ā | 8,550 | (950,000) | Ordinary |
| 17-Dec-13 | UBS Securities Australia Ltd | ब्र | 9,200 | (1,150,000) | NeupD |
| $12 - Jun-14$ | UBS Securities Australia Ltd | ड्र | 708,560 | (118,093,388) | Ordinary |
| Date of | Person whose relevant | Nature of | Consideration given | Number of | i - Appendix A Class la Fi |
|---|---|---|---|---|---|
| change | interest changed | Change | in relation to change | securities | |
| 08-Aug-1 | Securities Australia Ltd ΟŚ. |
Вuу | .650 | 50,000 | Ordinary |
| 09-Aug-1 | UBS Securities Australia Ltd | ទ្រ | 33,000 | 1,000,000 | Ordinary |
| 26-Aug-11 | Australia Ltd Securities 3gU |
Вuу | 2,625 | 75,000 | Ordinary |
| $\frac{11}{13 \cdot \text{Sep} \cdot 11}$ | UBS Securities Australia Ltd | ទេ | 1,650 | 50,000 | Ordinary |
| $22-$ Sep-11 | JBS Securities Australia Ltd | । ਭੂ |
2,250 | 75,000 | Ordinary |
| 23-Sep-11 | UBS Securities Australia Ltd | Вuу | 10,150 | 350,000 | Ordinary |
| 15-Dec-11 | UBS Securities Australia Ltd | ्रो | Ordinary | ||
| $2 - Dec-1$ | UBS Securities Australia Ltd | । जुलै |
30,966 | $\frac{0.0000000000000}{10000000000000000000000$ | Ordinary |
| 28-Dec-11 | Securities Australia Ltd San |
Вuу | 9.855 | 365,000 | Ordinary |
| 29-Dec-11 | UBS Securities Australia Ltd | $\frac{31}{2}$ | 49,539 | Ordinary | |
| 30-Dec-11 | UBS Securities Australia Ltd | lă, | $\frac{1,714,138}{1,714,138}$ | Ordinary | |
| 30-Dec-11 | UBS Securities Australia Ltd UBS Securities Australia Ltd |
Вuу | 65,300 49,539 |
5,700,000 | Ordinary |
| $05 - Jan - 12$ | 3ell | (1,714,138) | |||
| 06-Jan-12 | UBS Securities Australia Ltd | Jel | 49,196 | (1,714,138) | Ordinary Ordinary |
| 06-Jan-12 | UBS Securities Australia Ltd | राष्ट्र ज |
49,539 | 1,714,138 | Ordinary |
| $19 - Jan - 12$ | UBS Securities Australia Ltd | Вuу | 6,341 | 204,547 | Ordinary |
| $20$ -Jan-12 | Securities Australia Ltd San |
aug | 61,331 | 5,377,710 | Ordinary |
| $17$ -Feb-12 | UBS Securities Australia Ltd | 5e∥ | 7,500 | 000'00E (000'00E) |
Ordinary |
| $7-Feb-12$ | Securities Australia Ltd SHO |
ΙĀΝ | SSC | Ordinary | |
| $20 - Feb - 12$ | UBS Securities Australia Ltd | ভ্ৰ | 10,000 | 400,000 | Ordinary |
| 29-Feb-12 | JBS Securities Australia Ltd | ΡÃ | 3,450 | 150,000 | Ordinary |
| $3-Mar-1$ | UBS Securities Australia Ltd | lầ | 12,500 | 500,000 | Ordinary |
| 14-Mar-1 | UBS Securities Australia Ltd | ā | 3,600 | (150,000) | Ordinary |
| 16-Mar-12 | UBS Securities Australia Ltd | Sell | 12,000 | (500,000) | Ordinary |
| 18-Apr-12 | UBS Securities Australia Ltd | lay | 5,000 | Ordinary | |
| 09-May-12 | UBS Securities Australia Ltd | Jel | 9,500 | Ordinary | |
| 15-May-1. | JBS Securities Australia Ltd | Βцу | 6,300 | $\frac{(500,000)}{350,000}$ | Ordinary |
| T6-May-12 | Securities Australia Ltd GEL |
Вuу | 3,400 | 200,000 | Ordinary |
| 16-May-12 | JBS Securities Australia Ltd | Sell | 5,250 | 350,000 | |
| 18-May-17 | UBS Securities Australia Ltd | Jes | $\frac{6,240}{ }$ | (400,000) | Ordinary Ordinary |
| 18-May-12 | JBS Securities Australia Ltd | ΣÌ | 000'00E | Ordinary | |
| $22$ -May-1 | JBS Securities Australia Ltd | Βuγ | $\frac{5,100}{7,200}$ | 400,000 | Ordinary |
| $23-May-1$ | Securities Australia Ltd San |
Яŵ | 3,800 | 200,000 | Ordinary |
| $24$ -May-12 | JBS Securities Australia Ltd | Вuу | 4,750 | 250,000 | Ordinary |
| 28 May 12 | JBS Securities Australia Ltd | ā | 3,400 | Ordinary | |
| 29-May-12 | JBS Securities Australia Ltd | ā | 8,000 | ,000,000) | Ordinary |
| $22 - \text{Jun} - 12$ | UBS Securities Australia Ltd | igal La |
$\frac{4,500}{2,790}$ | 350,000 | Ordinary |
| $25 - 1$ un-12 | UBS Securities Australia Ltd | है। | Ordinary | ||
| $\frac{26 - \text{J} \cdot \text{m} - 12}{27 - \text{J} \cdot \text{m} - 12}$ | Securities Australia Ltd UBS Securities Australia Ltd SBN |
Вuу | 4,800 | 300,000 | Ordinary |
| $16 - 14 - 12$ | Securities Australia Ltd Ιŝ |
ıау Вuу |
4,000 $\frac{8}{3}$ |
250,000 | Ordinary Ordinary |
| $19 - 14 - 12$ | Вuу | 2,850 | 150,000 | Ordinary | |
| $24 - 14 - 12$ | Nu ishish yapməs SBN 1983 Securities Australia Ltd |
Jell | 4,800 | 300,000 | |
| $25 - 14 - 12$ | Securities Australia Ltd SBN |
Jel | 4,800 | $\frac{1}{200,000}$ | Ordinary Ordinary |
| 13-Aug-12 | UBS Securities Australia Ltd | àυ | 2,110 | 700,000 | Ordinary |
| 15-Aug-12 | UBS Securities Australia Ltd | Sell | 9,000 | (500,000) | Ordinary |
| $31 - Aug - 12$ | Securities Australia Ltd UBS |
lay | 5,100 | 300,000 | Ordinary |
| $11 - \frac{5}{2}$ | UBS Securities Australia Ltd | ਭੂ | $\frac{100}{25}$ | 200,000 | Ordinary |
| $13 - 5ep - 12$ | UBS Securities Australia Ltd | a Buy |
Ordinary | ||
| N $14-5ep-1$ |
Securities Australia Ltd SBO |
Buy | 1,500 | $\frac{100,000}{100}$ | Ordinary |
| $18 - 5ep - 12$ $26 - 5ep - 12$ |
UBS Securities Australia Ltd UBS Securities Australia Ltd |
흸 | 3,234 $\frac{4,800}{2}$ |
220,000 | Ordinary |
| $27 -$ Sep-12 | UBS Securities Australia Ltd | lay I Buy |
$\frac{18}{2}$ | 300,000 | Ordinary |
| Ordinary |
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