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LEGEND MINING LIMITED Major Shareholding Notification 2014

Jun 16, 2014

65223_rns_2014-06-16_24b2c44c-6870-4198-bf56-ea1ebed37224.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme LEGEND MINING LIMITED
ACN/ARSN 060 966 145
1. Details of substantial holder (1)
Name UBS AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on 12 June 2014
The previous notice was given to the company on 26 July 2011
The previous notice was dated 22 July 2011

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant
interest changed
Nature of
Change
(4)
Consideration
given in relation
to change (5)
Class (6) and
Number of
securities affected
Person's votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

N/A
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Details of all UBS offices can be found through the
following link: http://apps2.ubs.com/locationfinder/

SIGNATURE

Print Name: Uma Tadela
$\blacktriangle$
Capacity: Authorised signatory
Sign Here: $W^{0}$ Date: 16 July 2014
Print Name: Wuen-Yi Toh Capacity: Authorised signatory
Sign Here: Date: 16 July 2014

$\mathbb{R}^2$

Contact details for this notice:


$27 -$ Sep-12 UBS Securities Australia Ltd Buy 5,100 300,000 Ordinary
28-Sep-12 UBS Securities Australia Ltd ă 8,500 500,000 Ordinary
$\frac{01 - 0c + 12}{2}$ JBS Securities Australia Ltd Вuу 150,000 Ordinary
02-0 ct 1 2
03-0ct 12
25-0ct 12
15-Nov-12
JBS Securities Australia Ltd Jell $\frac{12,000}{\pi}$ (750,000) Ordinary
UBS Securities Australia Ltd Jell 3,000 (150,000) Ordinary
JBS Securities Australia Ltd Вuу 4,200 200,000 Ordinary
JBS Securities Australia Ltd Sell 3,600 (200,000) Ordinary
28-Nov-12 UBS Securities Australia Ltd Sell 146,683 (8, 149, 038) Ordinary
UBS Securities Australia Ltd Вuу 3,468 182,500 Ordinary
$\frac{03 \cdot \tan 13}{07 \cdot \tan 13}$ UBS Securities Australia Ltd ΡŅ 3,800 200,000 Ordinary
UBS Securities Australia Ltd Sell 1,700 (100,000) Ordinary
$10 - Jan - 13$ UBS Securities Australia Ltd Вuу 3,400 200,000 Ordinary
$\frac{14-$ Jan-13
17-Jan-13
UBS Securities Australia Ltd Je) 2,920 (182,500) Ordinary
UBS Securities Australia Ltd Jell 3,400 (200,000) Ordinary
$12 - Feb - 13$ UBS Securities Australia Ltd Jes $\frac{1}{3}$ ,000 (200,000) Ordinary
26-Feb-13 UBS Securities Australia Ltd Вuу 4,200 300,000 Ordinary
10-Apr-13 UBS Securities Australia Ltd $\overline{\mathbb{R}}$ 2,700 (300,000) Ordinary
19-Apr-13 UBS Securities Australia Ltd Вuу $\frac{1800}{ }$ 200,000 Ordinary
26-Apr-13 UBS Securities Australia Ltd Вuу 1,500 200,000 Ordinary
07-May-13 UBS Securities Australia Ltd Ruy 1,352 169,000 Ordinary
10-May-13 UBS Securities Australia Ltd Sell 5,000 (625,000) Ordinary
18-Jul-13 UBS Securities Australia Ltd Βuγ 2,415 241,453 Ordinary
UBS Securities Australia Ltd Buy 2,000 200,000 Ordinary
UBS Securities Australia Ltd al 2,000 Ordinary
24-Jul-13
25-Jul-13
25-Aug-13
09-Aug-13
28-Aug-15
16-Sep-13
UBS Securities Australia Ltd Вuу 2,000 200,000
200,000
300,000
Ordinary
UBS Securities Australia Ltd Buy 3,000 Ordinary
UBS Securities Australia Ltd Buy 13,000 1,000,000 Ordinary
UBS Securities Australia Ltd Sell 13,200 (1,100,000) Ordinary
$\frac{17.5ep-13}{sp-13}$ UBS Securities Australia Ltd Вuу 2,600 200,000 Ordinary
20-Sep-13 UBS Securities Australia Ltd Вuу 18,200 ,400,000 Ordinary
24-Sep-13
27-Sep-13
UBS Securities Australia Ltd Вuу 9,100 700,000 Ordinary
UBS Securities Australia Ltd Вuу 6,469 497,611 Ordinary
$10 - 0t - 13$ UBS Securities Australia Ltd Jell 2,200 (200,000) Ordinary
20-Nov-13 UBS Securities Australia Ltd ज़ु 6,487 (569,000) Ordinary
$27$ -Nov- $1$ UBS Securities Australia Ltd ā 8,550 (950,000) Ordinary
17-Dec-13 UBS Securities Australia Ltd ब्र 9,200 (1,150,000) NeupD
$12 - Jun-14$ UBS Securities Australia Ltd ड्र 708,560 (118,093,388) Ordinary
Date of Person whose relevant Nature of Consideration given Number of i - Appendix A
Class
la
Fi
change interest changed Change in relation to change securities
08-Aug-1 Securities Australia Ltd
ΟŚ.
Вuу .650 50,000 Ordinary
09-Aug-1 UBS Securities Australia Ltd ទ្រ 33,000 1,000,000 Ordinary
26-Aug-11 Australia Ltd
Securities
3gU
Вuу 2,625 75,000 Ordinary
$\frac{11}{13 \cdot \text{Sep} \cdot 11}$ UBS Securities Australia Ltd ទេ 1,650 50,000 Ordinary
$22-$ Sep-11 JBS Securities Australia Ltd
ਭੂ
2,250 75,000 Ordinary
23-Sep-11 UBS Securities Australia Ltd Вuу 10,150 350,000 Ordinary
15-Dec-11 UBS Securities Australia Ltd ्रो Ordinary
$2 - Dec-1$ UBS Securities Australia Ltd
जुलै
30,966 $\frac{0.0000000000000}{10000000000000000000000$ Ordinary
28-Dec-11 Securities Australia Ltd
San
Вuу 9.855 365,000 Ordinary
29-Dec-11 UBS Securities Australia Ltd $\frac{31}{2}$ 49,539 Ordinary
30-Dec-11 UBS Securities Australia Ltd lă, $\frac{1,714,138}{1,714,138}$ Ordinary
30-Dec-11 UBS Securities Australia Ltd
UBS Securities Australia Ltd
Вuу 65,300
49,539
5,700,000 Ordinary
$05 - Jan - 12$ 3ell (1,714,138)
06-Jan-12 UBS Securities Australia Ltd Jel 49,196 (1,714,138) Ordinary
Ordinary
06-Jan-12 UBS Securities Australia Ltd राष्ट्र
49,539 1,714,138 Ordinary
$19 - Jan - 12$ UBS Securities Australia Ltd Вuу 6,341 204,547 Ordinary
$20$ -Jan-12 Securities Australia Ltd
San
aug 61,331 5,377,710 Ordinary
$17$ -Feb-12 UBS Securities Australia Ltd 5e∥ 7,500 000'00E
(000'00E)
Ordinary
$7-Feb-12$ Securities Australia Ltd
SHO
ΙĀΝ SSC Ordinary
$20 - Feb - 12$ UBS Securities Australia Ltd ভ্ৰ 10,000 400,000 Ordinary
29-Feb-12 JBS Securities Australia Ltd ΡÃ 3,450 150,000 Ordinary
$3-Mar-1$ UBS Securities Australia Ltd lầ 12,500 500,000 Ordinary
14-Mar-1 UBS Securities Australia Ltd ā 3,600 (150,000) Ordinary
16-Mar-12 UBS Securities Australia Ltd Sell 12,000 (500,000) Ordinary
18-Apr-12 UBS Securities Australia Ltd lay 5,000 Ordinary
09-May-12 UBS Securities Australia Ltd Jel 9,500 Ordinary
15-May-1. JBS Securities Australia Ltd Βцу 6,300 $\frac{(500,000)}{350,000}$ Ordinary
T6-May-12 Securities Australia Ltd
GEL
Вuу 3,400 200,000 Ordinary
16-May-12 JBS Securities Australia Ltd Sell 5,250 350,000
18-May-17 UBS Securities Australia Ltd Jes $\frac{6,240}{ }$ (400,000) Ordinary
Ordinary
18-May-12 JBS Securities Australia Ltd ΣÌ 000'00E Ordinary
$22$ -May-1 JBS Securities Australia Ltd Βuγ $\frac{5,100}{7,200}$ 400,000 Ordinary
$23-May-1$ Securities Australia Ltd
San
Яŵ 3,800 200,000 Ordinary
$24$ -May-12 JBS Securities Australia Ltd Вuу 4,750 250,000 Ordinary
28 May 12 JBS Securities Australia Ltd ā 3,400 Ordinary
29-May-12 JBS Securities Australia Ltd ā 8,000 ,000,000) Ordinary
$22 - \text{Jun} - 12$ UBS Securities Australia Ltd igal
La
$\frac{4,500}{2,790}$ 350,000 Ordinary
$25 - 1$ un-12 UBS Securities Australia Ltd है। Ordinary
$\frac{26 - \text{J} \cdot \text{m} - 12}{27 - \text{J} \cdot \text{m} - 12}$ Securities Australia Ltd
UBS Securities Australia Ltd
SBN
Вuу 4,800 300,000 Ordinary
$16 - 14 - 12$ Securities Australia Ltd
Ιŝ
ıау
Вuу
4,000
$\frac{8}{3}$
250,000 Ordinary
Ordinary
$19 - 14 - 12$ Вuу 2,850 150,000 Ordinary
$24 - 14 - 12$ Nu ishish yapməs SBN
1983 Securities Australia Ltd
Jell 4,800 300,000
$25 - 14 - 12$ Securities Australia Ltd
SBN
Jel 4,800 $\frac{1}{200,000}$ Ordinary
Ordinary
13-Aug-12 UBS Securities Australia Ltd àυ 2,110 700,000 Ordinary
15-Aug-12 UBS Securities Australia Ltd Sell 9,000 (500,000) Ordinary
$31 - Aug - 12$ Securities Australia Ltd
UBS
lay 5,100 300,000 Ordinary
$11 - \frac{5}{2}$ UBS Securities Australia Ltd ਭੂ $\frac{100}{25}$ 200,000 Ordinary
$13 - 5ep - 12$ UBS Securities Australia Ltd a
Buy
Ordinary
N
$14-5ep-1$
Securities Australia Ltd
SBO
Buy 1,500 $\frac{100,000}{100}$ Ordinary
$18 - 5ep - 12$
$26 - 5ep - 12$
UBS Securities Australia Ltd
UBS Securities Australia Ltd
3,234
$\frac{4,800}{2}$
220,000 Ordinary
$27 -$ Sep-12 UBS Securities Australia Ltd lay
I
Buy
$\frac{18}{2}$ 300,000 Ordinary
Ordinary