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LEGEND MINING LIMITED — Major Shareholding Notification 2010
Mar 4, 2010
65223_rns_2010-03-04_3397a7dc-bcff-488f-8864-7308d8c97b2c.pdf
Major Shareholding Notification
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Form 603
Corporations Act Section 671B
Notice of initial substantial holder
| To: Company Name/Scheme | Legend Mining Limited | |
|---|---|---|
| 1. Details of substantial holder (1) |
||
| Name: | UBS Nominees Pty Ltd and its related bodies corporate | |
| ABN: | 32 001 450 522 | |
| The holder became a substantial holder on: | 03 March 2010 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinar . | 626.276 | 626.276, | 5.22% |
Details of relevant interests 3.
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | ||
|---|---|---|---|---|
| UBS AG, London Branch | Prime Broker with power to control the exercise of the power to dispose of shares pursuant to a Prime Broking Agreement. |
Ordinary | ||
| UBS Securities Australia Ltd | Beneficial owner | 102,600,276 | Ordinary |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities | |
|---|---|---|---|---|
| UBS AG London Branch | Citicorp Nominees Pty Ltd |
UBS AG London Branch | 5.026.000 | Ordinary |
| UBS Securities Australia Ltd | Brispot Nominees Pty Ltd |
UBS Securities Australia Ltd |
102.600.276 | Ordinary |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition |
Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please see Annexure A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN (if applicable) | Nature of association | |
|---|---|---|
| UBS AG, London Branch | Related body corporate | |
| UBS Securities Australia Ltd | Related body corporate | |
| Brispot Nominees Pty Ltd | Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps.ubs.com/locationfinder |
Signature
| Print name: | Andrew Jones | Capacity: | Company Secretary | |
|---|---|---|---|---|
| Sign here: | Date: | 05 March 2010 | ||
| $\sim$ |
Contact details for this notice:
Andrew Jones Antriew Jones
Legal & Compliance
(w) +61 2 9324 2558
Email: [email protected] ............
| pe virose relevantino cose e l'eferción e consideradore resoluciose ao este especial a relative to the second company of the property of the second control of the second control of the second control of the second control of the second control of the second control of the second control of the second contr |
|||||
|---|---|---|---|---|---|
| 3-Mar-10 | UBS Securities Australia Limited | Off market | 3.898.810 | 102.600.276 | Ordinarv |
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