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LEGALZOOM.COM, INC. — Director's Dealing 2021
Jul 2, 2021
31689_dirs_2021-07-02_2161d20b-23c2-4c7b-8747-2680ac07631f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEGALZOOM.COM, INC. (LZ)
CIK: 0001286139
Period of Report: 2021-07-02
Reporting Person: LucasZoom LLC (Director, 10% Owner)
Reporting Person: Permira V L.P.2 (Director, 10% Owner)
Reporting Person: Permira V G.P. L.P. (Director, 10% Owner)
Reporting Person: Permira V G.P. Ltd (Director, 10% Owner)
Reporting Person: Lucazoom Sarl (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-02 | Common Stock | C | 36537688 | $0.00 | Acquired | 38012988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-02 | Series A Redeemable Convertible Preferred Stock | $0.00 | C | 18268844 | Disposed | Common Stock (36537688) | Direct |
Footnotes
F1: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.
F2: Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP.
F3: The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein.