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LEFROY EXPLORATION LIMITED Major Shareholding Notification 2021

Feb 25, 2021

65225_rns_2021-02-25_e3810f9a-6e7b-43b1-8909-9f3ad9f69d6c.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme ACN/ARSN

LEFROY EXPLORATION LIMITED

ARBN 052 123 930

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713

The holder became a substantial holder on 23-Feb-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Persons' votes(5) Voting power(6)
Common Stock 7,226,288 7,226,288 6.02%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Credit Suisse Equities (Australia)
Limited(ACN 068 232 708)
Voting rights and right to dispose 7,226,288 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number of
securities
Credit Suisse Equities
(Australia) Limited (ACN 068
232 708)
CS Fourth Nominees Pty
Limited (ACN 069 126 432)
Credit Suisse Equities
(Australia) Limited
7,226,288 Common Stock

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
Credit Suisse Equities
(Australia) Limited
3-Nov-20 705.0 AUD -3,000 Common Stock
Credit Suisse Equities
(Australia) Limited
6-Jan-21 4,000.0 AUD 20,000 Common Stock
Credit Suisse Equities
(Australia) Limited
8-Jan-21 2,050.0 AUD -10,000 Common Stock

1

Credit Suisse Equities
(Australia) Limited
11-Jan-21 2,050.0 AUD -10,000 Common Stock
Credit Suisse Equities
(Australia) Limited
22-Jan-21 2,210.20 AUD 11,051 Common Stock
Credit Suisse Equities
(Australia) Limited
28-Jan-21 2,307.95 AUD -11,051 Common Stock
Credit Suisse Equities
(Australia) Limited
22-Feb-21 900.0 AUD 5,000 Common Stock
Credit Suisse Equities
(Australia) Limited
23-Feb-21 2,152,484.23 AUD 3,100,854 Common
Stock
Credit Suisse Equities
(Australia) Limited
23-Feb-21 2,762,184.24 AUD 4,120,434 Common
Stock

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable) Nature of association
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Related Body Corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
26-Feb-2021

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