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LEE ENTERPRISES, Inc — Director's Dealing 2020
Jan 17, 2020
34755_dirs_2020-01-17_aa698c26-82bb-435c-bc32-0e2fe630b24f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LEE ENTERPRISES, Inc (LEE)
CIK: 0000058361
Period of Report: 2019-12-09
Reporting Person: MOWBRAY KEVIN (Director, Dir., President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-09 | Common Stock | F | 45525 | $1.90 | Disposed | 668853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 55800 | Acquired | 2020-09-28 | Common Stock (55800) | Direct |
| 2012-04-30 | Employee Stock Option (Right to Buy) | $1.13 | A | 80000 | Acquired | 2022-04-30 | Common Stock (80000) | Direct |
Footnotes
F1: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.
F2: 19,631 shares were omitted from the Reporting Person's original Form 4 filed December 16, 2019, and these shares were also omitted from Reporting Person's Form 4 filed December 17, 2019. This Amendment corrects the error.
F3: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.