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LEE ENTERPRISES, Inc — Director's Dealing 2019
Oct 9, 2019
34755_dirs_2019-10-09_4d644bb0-c907-4a42-8f1a-d4c98f363a48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEE ENTERPRISES, INC (LEE)
CIK: 0000058361
Period of Report: 2019-09-27
Reporting Person: JUNCK MARY E (Director, Dir. & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-27 | Common Stock | F | 60700 | $2.01 | Disposed | 1672172 | Direct |
| 2019-09-27 | Common Stock | F | 60700 | $2.01 | Disposed | 1611472 | Direct |
| 2019-09-27 | Common Stock | F | 76073 | $2.01 | Disposed | 1535399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 165000 | Acquired | 2020-09-28 | Common Stock (165000) | Direct |
Footnotes
F1: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.
F2: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.
F3: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
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