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LEE ENTERPRISES, Inc — Director's Dealing 2018
Jan 12, 2018
34755_dirs_2018-01-12_7827085b-9a8c-4e88-9544-bcc9f9f87cc2.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2017-12-19
Reporting Person: Gulledge Michael R (Vice President Publishing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-19 | Common Stock | S | 14663 | $2.3127 | Disposed | 45065 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 36800 | Acquired | 2020-09-28 | Common Stock (36800) | Direct |
| 2017-02-07 | Employee Stock Option (Right to Buy) | $1.49 | M | 28415 | Disposed | 2022-09-20 | Common Stock (133415) | Direct |
Footnotes
F1: This amended Form 4 is being filed to correct the Form 4 filed by the Reporting Person on December 19, 2017 (the "Latest Form 4 Filing"), which incorrectly reported in Column 5 of Table I the amount of securities beneficially owned following the reported transaction. In a Form 4 filing that was filed on December 8, 2017, the number of shares acquired was inadvertently transposed, resulting in an overstatement of the amounts of shares beneficially owned by 7,000 shares. This error carried forward in subsequent Form 4 filings. The amount reported in Column 5 of Table I in the Latest Form 4 Filing was overstated by 7,000 shares.
F2: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.