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LEE ENTERPRISES, Inc — Director's Dealing 2017
Dec 14, 2017
34755_dirs_2017-12-14_0ba0e803-3f1c-4e6e-8c92-96a4f145aa6b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2017-12-12
Reporting Person: Gulledge Michael R (Vice President Publishing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-12 | Common Stock | F | 7337 | $2.3500 | Disposed | 59728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 36800 | Acquired | 2020-09-28 | Common Stock (36800) | Direct |
| 2017-02-07 | Employee Stock Option (Right to Buy) | $1.49 | M | 28415 | Disposed | 2022-09-20 | Common Stock (133415) | Direct |
Footnotes
F1: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.
F2: The Reporting Person's Form 4 contained a scrivener's error in Table I, Section 5, resulting in an overstatement of Reporting Person's holdings by 2,347 shares. This Amendment corrects the error.
F3: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.