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LCI INDUSTRIES — Director's Dealing 2016
Nov 21, 2016
31583_dirs_2016-11-21_6804c050-3101-4be2-ba0b-e33f50185e4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DREW INDUSTRIES Inc (DW)
CIK: 0000763744
Period of Report: 2016-11-17
Reporting Person: Mereness Scott T (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-17 | Common Stock | M | 4800 | $17.17 | Acquired | 162204 | Direct |
| 2016-11-20 | Common Stock | M | 2890 | — | Acquired | 165094 | Direct |
| 2016-11-20 | Common Stock | F | 1366 | $100.63 | Disposed | 163728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | Employee Stock Options | $17.17 | M | 4800 | Disposed | 2017-11-15 | Common Stock (4800.0) | Direct |
| 2016-11-20 | Deferred Stock Units | $0.0 | M | 2889.48 | Disposed | 2016-11-20 | Common Stock (2890.0) | Direct |
Footnotes
F1: Includes 33 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.
F2: Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
F3: Employee Stock Options become exercisable at the rate of 20% per year for 5 years.
F4: Includes 734.92 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.