AI assistant
LCI INDUSTRIES — Director's Dealing 2014
Feb 13, 2014
31583_dirs_2014-02-13_c071d9c2-efa8-49d3-ad63-91c5a1a41638.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DREW INDUSTRIES INC (DW)
CIK: 0000763744
Period of Report: 2014-02-11
Reporting Person: LIPPERT JASON (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Common Stock | M | 6172 | — | Acquired | 53614 | Direct |
| 2014-02-11 | Common Stock | A | 18735 | — | Acquired | 72349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Deferred Stock Units | $0 | M | 6171.46 | Disposed | 2014-02-11 | Common Stock (6172) | Direct |
| 2014-02-11 | Deferred Stock Units | $0 | A | 11133.78 | Acquired | 2017-03-15 | Common Stock (11134) | Direct |
Footnotes
F1: Includes 236 shares received as a result of a special cash dividend of $2.00 per share paid to holders of registrant's common stock on January 6, 2014. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $2.00 per deferred stock unit held on January 6, 2014.
F2: Shares of Common Stock were issued to Mr. Lippert in accordance with his Amended and Restated Executive Employment and Non-Competition Agreement dated February 26, 2013. The sale of these shares of Common Stock is restricted for a period of one year from the award date.
F3: Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
F4: Includes 2,714 shares received as a result of a special cash dividend of $2.00 per share paid to holders of registrant's common stock on January 6, 2014. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $2.00 per deferred stock unit held on January 6, 2014.
F5: Deferred Stock Units were granted to Mr. Lippert in lieu of cash compensation of $511,931 in accordance with his Amended and Restated Executive Employment and Non-Competition Agreement dated February 26, 2013.