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Lazard, Inc. — Director's Dealing 2024
Jun 4, 2024
31019_dirs_2024-06-04_89682a00-2526-49d1-9092-9d089b7870f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard, Inc. (LAZ)
CIK: 0001311370
Period of Report: 2024-05-31
Reporting Person: JACOBS KENNETH M (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-31 | Common Stock | S | 152272 | $40.20 | Disposed | 1991450 | Direct |
| 2024-05-31 | Common Stock | S | 1859 | $41.21 | Disposed | 1989591 | Direct |
| 2024-06-03 | Common Stock | S | 6762 | $40 | Disposed | 1982829 | Direct |
| 2024-05-31 | Common Stock | S | 93422 | $40.20 | Disposed | 490857 | Indirect |
| 2024-05-31 | Common Stock | S | 1141 | $41.21 | Disposed | 489716 | Indirect |
| 2024-06-03 | Common Stock | S | 4149 | $40 | Disposed | 485567 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.
F2: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $40.00 to $41.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.
F3: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $41.01 to $41.30, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.
F4: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on June 3, 2024 in trades with average execution prices ranging from $40.00 to $40.15, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.
F5: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.
F6: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.